Michael Avery Hartzman
CFP®Professional Summary
Michael Avery Hartzman, CFP® is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in Jericho, New York and LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 6 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 24 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT
Contact Information
Main Address
200 Parkway Drive South Suite 200, Hauppauge, NY 11788Phone Number
(516) 785-1800# of Employees
30SEC notice filing (23 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,546AUM (Assets Under Management)
$971,848,436Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT
State Registrations and Notice Filings
(4/10/2013)
(2/25/2026)
(1/17/2007)
(5/11/2017)
(2/8/2007)
(2/9/2007)
(2/7/2007)
(2/6/2007)
(4/9/2007)
(4/22/2013)
(4/18/2013)
(8/23/2016)
(1/21/2010)
(1/26/2007)
(1/18/2007)
(11/16/2018)
(11/19/2025)
(10/19/2006)
(11/19/2019)
(5/9/2006)
(7/29/2021)
(1/19/2007)
(2/4/2021)
(1/19/2007)
(8/30/2013)
(1/31/2007)
(1/14/2008)
(3/18/2025)
(8/14/2012)
(11/19/2019)
(5/1/2025)
(8/22/2008)
(1/18/2007)
(4/20/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Avery Hartzman's CRS (Customer Relationship Summary).
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