Kenneth C. Leung
Professional summary
Kenneth Chuan-kai Leung, who also goes by Kenneth Chuankai Leung, is a registered financial professional currently at TNCP, LLC located in Stamford, Connecticut.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1974. Kenneth has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 1, Series 24 and Series 40 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Chuan-kai Leung's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2026 - Present
TNCP, LLC
Office #1: 9 West Broad Street Suite 510, Stamford, CT 06902October 1, 2015 - November 4, 2025
CRONUS PARTNERS LLC
November 21, 2011 - September 2, 2015
B. RILEY WEALTH MANAGEMENT
December 1, 2009 - November 23, 2011
MADISON WILLIAMS AND COMPANY
May 15, 1995 - December 16, 2009
SANDERS MORRIS LLC
August 8, 1977 - January 16, 1995
CITIGROUP GLOBAL MARKETS INC.
September 5, 1974 - August 11, 1977
ROBERT FLEMING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2026)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 8/29/1974
Registered Representative ExaminationSeries 40
Date: 1/17/1977
Registered Principal ExaminationFINRA
Current Firm
TNCP, LLC
CRD#: 150134 / SEC#: , 8-68220
Contact information
FINRA licenses (14 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.