David Lerner
Professional summary
David Lerner, who also goes by David E Lerner, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1969. David has worked at 4 firms and has passed the Series 99TO, SIE, Series 7, Series 1, Series 27, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Lerner's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 1976 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006December 19, 1997 - December 31, 2008
SSH SECURITIES, INC.
October 15, 1970 - April 2, 1976
D LERNER & CO
September 11, 1969 - April 30, 1976
JOHN W. STERMAN & ASSOC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/1985)
(2/6/1986)
(8/25/1983)
(3/22/1988)
(12/24/1985)
(12/12/1985)
(12/19/1981)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 8/31/1960
Registered Representative ExaminationSeries 00
Date: 6/25/1970
General Securities Principal ExaminationFINRA
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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