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JK

Julian T. Krukowski

SIGNUM GROWTH CAPITAL LLC
Goshen, CT
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CRD#: 3070439
JK

Professional summary


Julian Theodore Krukowski, who also goes by Julian T Krukowski, is a registered financial professional currently at SIGNUM GROWTH CAPITAL LLC located in Goshen, Connecticut and CONNAUGHT (U.S.) LLC located in New York, New York.

Julian is registered as a RR (Registered Representative) and started their career in finance in 1998. Julian has worked at 21 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 7, Series 14, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Julian T Krukowski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Julian Theodore Krukowski's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 29, 2019 - Present

SIGNUM GROWTH CAPITAL LLC

BD
CRD#: 300577
Goshen, CT
Current

July 30, 2021 - Present

CONNAUGHT (U.S.) LLC

Office #1: 38 East 19th Street 8th Floor, New York, NY 10003
BD
CRD#: 300401
New York, NY
Current

January 30, 2024 - Present

BERKSHIRE GLOBAL ADVISORS LP

Office #1: 527 Madison Avenue 3rd Floor, New York, NY 10022
BD
CRD#: 124180
New York, NY
Current

October 10, 2024 - Present

KENNEDY LEWIS CAPITAL MARKETS LLC

Office #1: 225 Liberty Street 42nd Floor, New York, NY 10281
BD
CRD#: 324209
NEW YORK, NY
Past

November 11, 2021 - December 1, 2023

UPSTOX USA INC.

BD
CRD#: 306889
PASADENA, CA
Past

March 26, 2021 - June 26, 2023

Z-SQUARED SECURITIES, LLC

BD
CRD#: 309321
NEW YORK, NY
Past

June 10, 2019 - August 11, 2022

HUATAI SECURITIES (USA), INC.

BD
CRD#: 298809
NEW YORK, NY
Past

May 15, 2018 - January 17, 2019

GALLAGHER SECURITIES, INC

BD
CRD#: 116605
NEW YORK, NY
Past

August 9, 2017 - November 30, 2023

GLOBAL SHARES FINANCIAL SERVICES INC.

BD
CRD#: 284031
JERSEY CITY, NJ
Past

May 11, 2017 - May 28, 2025

HARVEST USA

BD
CRD#: 165614
NEW YORK, NY
Past

June 16, 2016 - January 23, 2018

NORTH SEA SECURITIES L.P.

BD
CRD#: 35530
New York, NY
Past

December 16, 2015 - March 28, 2016

WILLIAM O'NEIL SECURITIES

BD
CRD#: 894
NEW YORK, NY
Past

October 27, 2015 - October 25, 2016

DIRECT MATCH

BD
CRD#: 226580
New York, NY
Past

May 1, 2015 - June 30, 2017

TORINO CAPITAL LLC

BD
CRD#: 157525
NEW YORK, NY
Past

November 4, 2013 - January 28, 2015

DOMINICK & DICKERMAN LLC

BD
CRD#: 7344
NEW YORK, NY
Past

August 18, 2010 - April 10, 2013

THE BENCHMARK COMPANY, LLC

BD
CRD#: 22982
NEW YORK, NY
Past

September 15, 2006 - December 26, 2008

AVANZA CAPITAL MARKETS INC.

BD
CRD#: 103941
NEW YORK, NY
Past

July 25, 2003 - February 12, 2010

PALI CAPITAL, INC.

BD
CRD#: 117783
NEW YORK, NY
Past

July 18, 2000 - January 17, 2003

EWEALTH SECURITIES, INC.

BD
CRD#: 25589
WHITE PLAINS, NY
Past

May 24, 1999 - December 23, 1999

PNC BROKERAGE CORP

BD
CRD#: 34671
PITTSBURGH, PA
Past

June 26, 1998 - November 2, 1998

PATTERSON TRAVIS, INC.

BD
CRD#: 16540
ENGLEWOOD, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Hampshire
(10/27/2021)
RR
New York
(10/31/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 7/1/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KL
KENNEDY LEWIS CAPITAL MARKETS LLC
KENNEDY LEWIS CAPITAL MARKETS LLC

CRD#: 324209 / SEC#: , 8-71025

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
225 Liberty Street 42nd Floor, New York, NY, 10281
Mailing Address
225 Liberty Street 42nd Floor, New York, NY, 10281
Phone number
(305) 413-5849
Established
Delaware since 07/25/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
KENNEDY LEWIS INVESTMENT MANAGEMENT LLCSOLE MEMBER
GEROWSKI, DOUGLAS JEFFREYBOARD MANAGER5978781
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439
LOGIGIAN, DOUGLAS TATEBOARD MANAGER4699704
MIESNER, GREGORY DANIELCHIEF EXECUTIVE OFFICER2917598
MIESNER, GREGORY DANIELBOARD MANAGER2917598
PASQUA, ANTHONY FRANKBOARD MANAGER4223643
ROCHE, PASCALFINOP, PFO, POO5920968

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KENNEDY LEWIS CAPITAL MARKETS LLC

CRD#: 324209Goshen, CT

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