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CRD#: 300401
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CONNAUGHT (U.S.) LLC is located at 2 Soho Place, London, null W1D 3BG and was first established at New York, Delaware in 03/10/2017. After operating for 8 years, CONNAUGHT (U.S.) LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CONNAUGHT (U.S.) LLC’s clients are individuals and 0% of their clients are high net worth individuals. CONNAUGHT (U.S.) LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CONNAUGHT (U.S.) LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CONNAUGHT (U.S.) LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CONNAUGHT (U.S.) LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CONNAUGHT (U.S.) LLC Comes From

Understanding the Statistics for CONNAUGHT (U.S.) LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2 Soho Place, London, W1D 3BG
Mailing Address
2 Soho Place, London, W1D 3BG
Firm Size
Small
Phone Number
+44 20 7042 8097
Established
Delaware since 03/10/2017
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CONNAUGHT INTERNATIONAL LIMITEDMEMBER
CHUNG, MICHAELFINOP/POO/PFO5739877
HENRY, RAHIMA AKHTERCO-CEO5769017
HUELIN, JAMES RICHARDCO-CEO7391107
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at CONNAUGHT (U.S.) LLC

JH

James Richard Huelin

RR
CRD#: 7391107
Location:
London, W1D 3BG
Company:
CONNAUGHT (U.S.) LLC
Disclosures:
Experience:
4 years
View Profile
EP

Eva Susanne Pace

Eva S Pace
RR
CRD#: 7390975
Location:
New York, NY 10003
Company:
CONNAUGHT (U.S.) LLC
Disclosures:
Experience:
3 years
View Profile
MB

Michael D Brunton

RR
CRD#: 7393670
Location:
New York, NY 10003
Company:
CONNAUGHT (U.S.) LLC
Disclosures:
Experience:
4 years
View Profile
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