Lori M. Gibson
Professional summary
Lori Mitchum Gibson, who also goes by Lori Mitchum, is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in Charlotte, North Carolina.
Lori is registered as a RR (Registered Representative) and started their career in finance in 1998. Lori has worked at 3 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Mitchum Gibson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2010 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 1415 Vantage Park Drive, Charlotte, NC 28203October 5, 2000 - May 10, 2010
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
August 10, 1998 - October 2, 2000
LIEBER & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD#: 133366 / SEC#: , 8-66716
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC | PARENT | |
| GIBSON, LORI MITCHUM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 3070238 |
| KENNEY, JOHN DUFF | DIRECTOR | 2387755 |
| MCKINLEY, KATHERINE SANDMAN | CHIEF LEGAL OFFICER | 6807581 |
| MONINGER, JOHN KENNETH | PRESIDENT/CHAIRMAN | 2494976 |
| WILARY, CAROLYN ANN | CHIEF COMPLIANCE OFFICER | 4220513 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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