JC
Janet E. Carpenter
CETERA INVESTMENT ADVISERS LLC
GREENVILLE, NC 27834
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CRD#: 3067228
JC
Professional summary
Janet Eileen Carpenter, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greenville, North Carolina and CETERA WEALTH SERVICES, LLC located in Greenville, North Carolina.
Janet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Janet has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Janet E. Carpenter CPA PA~'NIR'~115 Regency Blve~Greenville~NC~27889~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/2010~80hrs~60hrs~Tax preparation| 2) Pitt-Greene Management Co~'NIR'~180 Riverwalk Drive~Washington~NC~27889~Rental Property Owner/Management~Partner/General Partner~1/1/2009~1hrs~0hrs~Collect rent, do accounting & tax return| 3) NAME OF OTHER BUSINESS: COLONNADES CONDO ASSOC. NO 6, INVESTMENT RELATED: NO, ADDRESS: 1140 BAYSHORE DRIVE, FORT PIERCE, FL 34949, NATURE OF BUSINESS: HOA, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP TREASURER:, APX NUMBER OF HOURS PER WEEK:25 , NOT DURING TRADING ASSOCIATES, BRIEF DESCRIPTION OF DUTIES: REVIEW AND/OR ASSIST WITH ANY ADJUSTMENTS OF THE BUDGET OF ASSOCIATION 6, INCLUDING ADJUSTMENT IN MONTHLY CONDO FEES, AND ANY SPECIAL ASSESSMENTS, MEET WITH INSURANCE AGENT TO OBTAIN INFORMATION PREMIUM FEES AND COVERAGE. MEET WITH BOARD OF DIRECTORS AS REQUESTED. MEET WITH ENTIRE ASSOCIATION MEMBERS ANNUALLY;
CRS (Client Relationship Summary) - RIA
Click below to view Janet Eileen Carpenter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 115 Regency Blvd, Greenville, NC 27834RIA
CRD#: 105644
GREENVILLE, NC
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 115 Regency Blvd, Greenville, NC 27834BD
CRD#: 13572
GREENVILLE, NC
Past
December 31, 2001 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
GREENVILLE, NC
Past
August 28, 1998 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
GREENVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/18/2025)
RR
Indiana(9/5/2025)
RR
Maine(9/5/2025)
RR
North Carolina(9/5/2025)
IAR
North Carolina(9/5/2025)
RR
West Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
