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DL

Darius N. Lashkari

IPG INVESTMENT ADVISORS
SAN DIEGO, CA 92101
Some features on this profile are disabled
CRD#: 3061561
DL

Professional summary


Darius Nmn Lashkari, who also goes by Darius (nmn) Lashkari, Darius Lashkari, is a registered financial advisor currently at IPG INVESTMENT ADVISORS, LLC located in San Diego, California and INVESTMENT PLACEMENT GROUP located in San Diego, California.

Darius is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Darius has worked at 15 firms and has passed the Series 66, Series 6TO, Series 99TO, Series 79TO, Series 52TO, Series 82TO, SIE, Series 7, Series 14, Series 28, Series 26, Series 27, Series 53, Series 4, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Darius (nmn) Lashkari | Darius Lashkari

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. IPG IVESTMENT ADVISORS, LLC.; CCO/AMLCO WITH AFFILIATED INVESTMENT ADVISOR. HOURS ARE DURING MARKET HOURS, NON-COMMISSION BASED, SUPERVISORY. 2. SOURCE 1, LLC.; NOT INVESTMENT RELATED; 555 SATURN BLVD, SUITE B1280, SAN DIEGO, CA 92154; NOTARY SERVICES; SOLE OWNER; MARCH 2023; CURRENTLY ZERO HOURS DEVOTED TO THIS BUSINESS; ZERO HOURS DEVOTED DURING SECURITIES TRADING HOURS, 3. FINRA DISPUTE RESOLUTION SERVICES: NOT INVESTMENT RELATED: LOCATED AT 200 LIBERTY STREET NEW YORK NEW YORK 10281-1003; NON-PUBLIC ARBITRATOR; APRIL 2023; CURRENTLY ZERO HOURS DEVOTED TO THIS BUSINESS; IF SELECTED COULD POSSIBLY REQUIRE SOME TIME DURING MARKET HOURS; IF SELECTED EXPECTED TO SERVE AS ARBITRATOR 4. SHADOW RIDGE HOA: NOT INVESTMENT RELATED: COMMUNITY HOMEOWNERS ASSOCIATION: VOLUNTEER MEMBER MANAGING COMMINITY MAINTENANCE ITEMS: ATTENDING MONTHLY EVENING MEETINGS: ZERO HOURS DEVOTED DURING MARKET HOURS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Darius Nmn Lashkari's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 17, 2023 - Present

IPG INVESTMENT ADVISORS, LLC

Office #1: 501 West Broadway Suite 1350, San Diego, CA 92101
RIA
CRD#: 152990
SAN DIEGO, CA
Current

March 19, 2021 - Present

INVESTMENT PLACEMENT GROUP

Office #1: 501 West Broadway Suite 1350, San Diego, CA 92101Office #2: 501 West Broadway Suite 1350, San Diego, CA 92101
BD
CRD#: 14458
SAN DIEGO, CA
Past

August 2, 2016 - June 2, 2017

ANTARCTICA ADVISORS, LLC

BD
CRD#: 168101
Miami, FL
Past

September 16, 2015 - December 7, 2015

CREDICORP CAPITAL SECURITIES, INC.

BD
CRD#: 122199
CORAL GABLES, FL
Past

September 1, 2015 - September 18, 2015

CGIS SECURITIES LLC

BD
CRD#: 155984
MIAMI, FL
Past

June 4, 2015 - March 5, 2021

ANDBANC BROKERAGE, LLC

BD
CRD#: 155979
MIAMI, FL
Past

September 1, 2011 - September 1, 2015

CGIS SECURITIES LLC

BD
CRD#: 155984
MIAMI, FL
Past

November 3, 2009 - June 23, 2010

LATAM INVESTMENTS, LLC

BD
CRD#: 133163
MIAMI, FL
Past

October 20, 2009 - December 9, 2009

SEASIDE CAPITAL MANAGEMENT, INC.

RIA
CRD#: 147106
ORLANDO, FL
Past

April 13, 2009 - July 27, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
ORALNDO, FL
Past

February 8, 2007 - July 27, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
ORLANDO, FL
Past

February 5, 2007 - July 27, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ORLANDO, FL
Past

June 15, 2005 - February 9, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
ORLANDO, FL
Past

June 10, 2005 - February 9, 2007

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ORLANDO, FL
Past

December 18, 2003 - June 13, 2005

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
BROOKLYN, NY
Past

March 9, 2001 - June 13, 2005

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

June 22, 2000 - January 30, 2001

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

February 18, 2000 - April 27, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
IPG INVESTMENT ADVISORS, LLC
IPG INVESTMENT ADVISORS, LLC

CRD#: 152990 / SEC#: 801-71104

RIA
Registered Investment Advisory firm - (3/3/2010 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/1/2021)
RR
California
(3/19/2021)
RR
Colorado
(6/1/2021)
RR
Connecticut
(6/1/2021)
RR
Delaware
(6/1/2021)
RR
District of Columbia
(6/1/2021)
RR
Florida
(6/1/2021)
RR
Georgia
(6/1/2021)
RR
Hawaii
(6/1/2021)
RR
Illinois
(6/1/2021)
RR
Maryland
(6/1/2021)
RR
Massachusetts
(6/1/2021)
RR
New Jersey
(6/1/2021)
RR
New York
(6/1/2021)
RR
North Carolina
(6/1/2021)
RR
Ohio
(6/2/2021)
RR
Oklahoma
(6/1/2021)
RR
Oregon
(6/1/2021)
RR
Pennsylvania
(6/1/2021)
RR
Puerto Rico
(6/1/2021)
RR
Rhode Island
(6/1/2021)
RR
Texas
(6/1/2021)
IAR
Texas
(1/17/2023)
RR
Virginia
(6/1/2021)
RR
Washington
(10/12/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/29/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


II
IPG INVESTMENT ADVISORS, LLC
IPG INVESTMENT ADVISORS, LLC

CRD#: 152990 / SEC#: 801-71104

RIA
Registered Investment Advisory firm - (3/3/2010 Approved)
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Contact information


Main Address
501 West Broadway Suite 1350, San Diego, CA 92101
Mailing Address
Phone number
(619) 326-1200
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IPG INVESTMENT ADVISORS LLC FORM ADV PART 2A (3/31/2025)

Regulatory assets under management


Total Number of Accounts1,154
AUM (Assets Under Management)$ 3,818,509,733

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IPG INVESTMENT ADVISORS, LLC

CRD#: 152990San Diego, CA 92101

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