David F. Alfano

ARCHER INVESTMENT

Old Greenwich, CT 06870

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CRD#: 3061144

Professional summary

David Frank Alfano is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in Old Greenwich, Connecticut.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alfano & Co. CPA 3 Boulder Ave Old Greenwich, CT 06870 CPA Services Since 1991 160 hrs a month Open 5 days a week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Frank Alfano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2020 - Present

ARCHER INVESTMENT CORPORATION

Office #1: 3 Boulder Ave, Old Greenwich, CT 06870

RIA

CRD#: 136403

Old Greenwich, CT

Past

January 9, 2020 - March 27, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Old Greenwich, CT

Past

November 3, 2017 - January 7, 2020

ARCHER INVESTMENT CORPORATION

RIA

CRD#: 136403

Old Greenwich, CT

Past

September 28, 2015 - November 29, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Old Greenwich, CT

Past

September 28, 2015 - November 29, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Old Greenwich, CT

Past

April 22, 2008 - October 1, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

OLD GREENWICH, CT

Past

February 2, 2004 - October 1, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

OLD GREENWICH, CT

Past

November 10, 1998 - December 31, 2003

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/1/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/1998

General Securities Representative Examination

Current Firm

ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

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Contact information

Main Address

11711 N. College Ave Suite 200, Carmel, IN 46032

Mailing Address

Phone number

(317) 581-5664

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARCHER PART 2A BROCHURE (11/18/2025)

Regulatory assets under management

Total Number of Accounts	5,640
AUM (Assets Under Management)	$ 900,511,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David F. Alfano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Frank Alfano's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

ARCHER INVESTMENT CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

ARCHER INVESTMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2008

Series 66

Date: 2/1/1999

SIE

Date: 11/29/2017

Series 7

Date: 11/9/1998

Current Firm

ARCHER INVESTMENT CORPORATION

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCHER INVESTMENT CORPORATION

TRUST BUT VERIFY

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