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Patrick Alan Taylor

JUMP TRADING
CHICAGO, IL
·CRD# 3061103·28 years experience

Professional Summary

Patrick Alan Taylor is a registered financial advisor currently at JUMP TRADING, LLC located in Chicago, Illinois. Patrick is registered as a RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 2 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

JUMP TRADING, LLC·CRD# 106124
BD
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
October 27, 2011 - Present
NORTHERN TRUST SECURITIES, INC.·CRD# 7927
BD
Chicago, IL
July 8, 1998 - December 14, 1998

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Current Firm

JT
JUMP TRADING, LLC

AKAMAI TRADING LLC | JUMP TRADING, LLC

CRD#: 106124 / SEC#: 8-52989
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Mailing Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Phone Number

(312) 205-8900

Established

Delaware since 10/31/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER—
HICKEY, COLLEEN PCHIEF FINANCIAL OFFICER4505773
OLSEN, DAVID ALANPRESIDENT & CHIEF RISK OFFICER2568392
SCHRECENGOST, MATTHEW DAVIDCHIEF OPERATIONS OFFICER5213932
VAUGHN, MATTHEW KCHIEF COMPLIANCE OFFICER5561167

Disclosures

Regulatory Event

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1998About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2011About the Series 7 exam
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CRS (Client Relationship Summary) - BD

Click below to view Patrick Alan Taylor's CRS (Customer Relationship Summary).

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