Brian D. Buehler
Professional summary
Brian David Buehler, who also goes by Brian D Buehler, B. David Buehler, is a registered financial professional currently at TRITON PACIFIC SECURITIES, LLC located in El Segundo, California.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian David Buehler's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2015 - Present
TRITON PACIFIC SECURITIES, LLC
Office #1: 2301 Rosecrans Avenue Suite 4170, El Segundo, CA 90245September 30, 2011 - November 10, 2014
SELECT CAPITAL CORPORATION
April 1, 2005 - October 4, 2011
U.S. SELECT SECURITIES LLC
September 1, 2004 - March 30, 2005
D.H. HILL SECURITIES, LLLP
January 30, 2004 - August 2, 2004
CAPNET SECURITIES CORPORATION
August 13, 2002 - November 19, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 13, 2002 - November 19, 2003
OSAIC FA, INC.
June 27, 2002 - November 19, 2003
OSAIC FA, INC.
May 18, 2001 - April 24, 2002
PACIFIC SELECT DISTRIBUTORS, LLC
September 18, 2000 - April 23, 2001
MORGAN STANLEY DW INC.
December 7, 1998 - July 12, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2020)
(4/23/2018)
(1/25/2018)
(7/21/2015)
(9/29/2025)
(1/7/2020)
(10/1/2025)
(4/17/2019)
(12/26/2019)
(3/25/2021)
(1/3/2020)
(1/2/2020)
(5/21/2025)
(1/6/2020)
(2/11/2019)
(1/3/2020)
(12/12/2024)
(1/13/2020)
(2/26/2018)
(1/2/2020)
(8/18/2020)
(12/26/2019)
(5/11/2018)
Exams
Series 99TO
Date: 1/24/2025
Operations Professional ExaminationSeries 79TO
Date: 9/25/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TRITON PACIFIC SECURITIES, LLC
CRD#: 139919 / SEC#: , 8-67262
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FAGGEN, CRAIG JEFFREY | OWNER | 2734508 |
| BRAVIN, MICHAEL A | CCO/COMPLIANCE OFFICER | |
| BUEHLER, BRIAN DAVID | PRESIDENT/CEO | 3059422 |
| CARROLL, MICHAEL LOUIS | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 5282521 |
| TRITON PACIFIC CAPITAL PARTNERS, LLC. | MANAGING MEMBER | |
| TRITON PACIFIC GROUP, INC. | MANAGING MEMBER |
Disclosures
| Regulatory Event | 1 |
Red Flags
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