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Brian David Buehler

TRITON PACIFIC SECURITIES
El Segundo, CA
·CRD# 3059422·27 years experience

Professional Summary

Brian David Buehler, who also goes by Brian D Buehler, B. David Buehler, is a registered financial advisor currently at TRITON PACIFIC SECURITIES, LLC located in El Segundo, California. Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian D Buehler, B. David Buehler

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

TRITON PACIFIC SECURITIES, LLC·CRD# 139919
BD
2301 Rosecrans Avenue Suite 4170, El Segundo, CA 90245
July 20, 2015 - Present
SELECT CAPITAL CORPORATION·CRD# 145997
BD
Ladera Ranch, CA
September 30, 2011 - November 10, 2014
U.S. SELECT SECURITIES LLC·CRD# 133082
BD
Napa, CA
April 1, 2005 - October 4, 2011
D.H. HILL SECURITIES, LLLP·CRD# 41528
BD
Kingwood, TX
September 1, 2004 - March 30, 2005
CAPNET SECURITIES CORPORATION·CRD# 23669
BD
Houston, TX
January 30, 2004 - August 2, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
August 13, 2002 - November 19, 2003
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
August 13, 2002 - November 19, 2003
OSAIC FA, INC.·CRD# 3978
RIA
Irvine, CA
June 27, 2002 - November 19, 2003
PACIFIC SELECT DISTRIBUTORS, LLC·CRD# 4452
BD
Newport Beach, CA
May 18, 2001 - April 24, 2002
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
September 18, 2000 - April 23, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
December 7, 1998 - July 12, 2000

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Current Firm

TP
TRITON PACIFIC SECURITIES, LLC

TP SECURITIES, LLC | TRITON PACIFIC SECURITIES, LLC

CRD#: 139919 / SEC#: 8-67262
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2301 Rosecrans Avenue Suite 4170, El Segundo, CA 90245

Mailing Address

2301 Rosecrans Avenue Suite 4170, El Segundo, CA 90245

Phone Number

(949) 429-8500

Established

Delaware since 01/03/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRITON PACIFIC CAPITAL PARTNERS, LLC.MANAGING MEMBER—
BRAVIN, MICHAEL ACCO/COMPLIANCE OFFICER—
BUEHLER, BRIAN DAVIDPRESIDENT/CEO3059422
CARROLL, MICHAEL LOUISFINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER5282521

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/2/2020)
RR
Alaska
(4/23/2018)
RR
Arkansas
(1/25/2018)
RR
California
(7/21/2015)
RR
Connecticut
(9/29/2025)
RR
District of Columbia
(1/7/2020)
RR
Florida
(10/1/2025)
RR
Illinois
(4/17/2019)
RR
Indiana
(12/26/2019)
RR
Kentucky
(3/25/2021)
RR
Maine
(1/3/2020)
RR
Maryland
(1/2/2020)
RR
Missouri
(5/21/2025)
RR
Nevada
(1/6/2020)
RR
New Hampshire
(2/11/2019)
RR
New Mexico
(1/3/2020)
RR
Oregon
(12/12/2024)
RR
Puerto Rico
(1/13/2020)
RR
South Dakota
(2/26/2018)
RR
Texas
(1/2/2020)
RR
Vermont
(8/18/2020)
RR
Virginia
(12/26/2019)
RR
Wyoming
(5/11/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2025About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Sep 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian David Buehler's CRS (Customer Relationship Summary).

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