William A. Van Ormer
Professional summary
William A Van Ormer III was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William A Van Ormer III, who also goes by Bill Van Ormer, William A Vanormer III, William Alfred Vanormer III, William Alfred Vanormer, William Vanormer, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1998. William had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2015 - December 7, 2015
VOYA FINANCIAL ADVISORS, INC.
June 19, 2014 - March 12, 2015
TRUIST INVESTMENT SERVICES, INC.
June 17, 2014 - March 12, 2015
TRUIST INVESTMENT SERVICES, INC.
March 10, 2011 - June 18, 2014
BB&T INVESTMENT SERVICES, INC.
March 9, 2011 - June 18, 2014
BB&T INVESTMENT SERVICES, INC.
April 28, 2010 - March 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 16, 2010 - March 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 19, 2002 - October 8, 2009
EQUITABLE ADVISORS, LLC
June 30, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 30, 1998 - October 8, 2009
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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