William B. Ertel
TASSEL CAPITAL MANAGEMENT
MATTHEWS, NC 28105
CRD#: 3057870
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William Boroughs ErtelTASSEL CAPITAL MANAGEMENT
Professional summary
William Boroughs Ertel, CFP® is a registered financial advisor currently at TASSEL CAPITAL MANAGEMENT, INC located in Matthews, North Carolina.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. William has worked at 2 firms and has passed the Series 65 exam.
Core Areas of Focus
Charitable Giving
Investment Advice with Ongoing Management
Biography
Visit tasselcapital.com for more information.
Question & Answer
What are your service offerings?
Estate Planning
Debt Management
Tax Planning
Insurance Planning
Long-term Care
Comprehensive Financial Planni...
Retirement Planning
Inheritance
Investment Planning
Education Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Boroughs Ertel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
June 24, 2002 - Present
TASSEL CAPITAL MANAGEMENT, INC
Office #1: 1220 Mann Drive Suite 100, Matthews, NC 28105RIA
CRD#: 121112
MATTHEWS, NC
Past
December 31, 2001 - August 23, 2002
RONALD BLUE & CO., LLC
RIA
CRD#: 104605
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TASSEL CAPITAL MANAGEMENT, INC
TASSEL | TASSEL CAPITAL MANAGEMENT, INC. | TASSEL CAPITAL MANAGEMENT, INC | TASSEL CAPITAL MANAGEMENT | TASSEL CAPITAL MANAGEMANT,INC | TASSEL CAPITAL
CRD#: 121112 / SEC#: 801-120382
RIA
Registered Investment Advisory firm - (2/25/2021 Approved)Alabama
Registered Investment Advisory firm - (3/1/2021 Terminated)Georgia
Registered Investment Advisory firm - (11/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (3/16/2021 Terminated)South Carolina
Registered Investment Advisory firm - (3/1/2021 Terminated)Texas
Registered Investment Advisory firm - (1/4/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(6/24/2002)
Current Firm
TASSEL CAPITAL MANAGEMENT, INC
TASSEL | TASSEL CAPITAL MANAGEMENT, INC. | TASSEL CAPITAL MANAGEMENT, INC | TASSEL CAPITAL MANAGEMENT | TASSEL CAPITAL MANAGEMANT,INC | TASSEL CAPITAL
CRD#: 121112 / SEC#: 801-120382
RIA
Registered Investment Advisory firm - (2/25/2021 Approved)Alabama
Registered Investment Advisory firm - (3/1/2021 Terminated)Georgia
Registered Investment Advisory firm - (11/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (3/16/2021 Terminated)South Carolina
Registered Investment Advisory firm - (3/1/2021 Terminated)Texas
Registered Investment Advisory firm - (1/4/2008 Terminated)Loading...
Contact information
Main Address
1220 Mann Drive Suite 100, Matthews, NC 28105
Mailing Address
Phone number
(704) 814-6780
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 266,028,959 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
