Cynthia A. Johnson
Professional summary
Cynthia Ann Johnson, who also goes by Cynthia A Arzt, Cynthia Ann Arzt, Cynthia Arzt, Cynthia Ann Kroupa, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Melville, New York.
Cynthia is registered as a RR (Registered Representative) and started their career in finance in 2006. Cynthia has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cynthia Ann Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 105 Broadhollow Road, Melville, NY 11747January 22, 2019 - September 19, 2019
MORGAN STANLEY
January 22, 2019 - September 19, 2019
MORGAN STANLEY
January 1, 2007 - January 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2006 - January 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2019)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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