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RB

Russell T. Boggess

THREADMARK LP
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 3055014
RB
Russell Thatcher BoggessTHREADMARK LP

Professional summary

Russell Thatcher Boggess is a registered financial professional currently at THREADMARK LP located in New York, New York.

Russell is registered as a RR (Registered Representative) and started their career in finance in 1998. Russell has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 22 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Russell Thatcher Boggess's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

THREADMARK LP

Office #1: 300 Park Avenue 2nd Floor, New York, NY 10022
BD
CRD#: 173318
NEW YORK, NY
Past

September 26, 2022 - July 10, 2026

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
NEW YORK, NY
Past

November 20, 2018 - August 1, 2022

FOCUSPOINT PRIVATE CAPITAL GROUP

BD
CRD#: 122341
NEW YORK, NY
Past

February 22, 2016 - November 14, 2018

FRONTIER SECURITIES

BD
CRD#: 136102
RICHMOND, VA
Past

July 2, 2008 - November 2, 2010

PERKINS FUND MARKETING, L.L.C.

BD
CRD#: 45642
SOUTHPORT, CT
Past

March 8, 2005 - June 11, 2008

THINKEQUITY LLC

BD
CRD#: 44274
NEW YORK, NY
Past

November 9, 1999 - November 8, 2004

THOMAS WEISEL PARTNERS LLC

BD
CRD#: 46237
SAN FRANCISCO, CA
Past

August 5, 1998 - November 9, 1999

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/6/2026)
RR
Connecticut
(7/6/2026)
RR
Florida
(7/6/2026)
RR
Illinois
(7/6/2026)
RR
Maryland
(7/6/2026)
RR
New York
(7/6/2026)
RR
Ohio
(7/6/2026)
RR
Virginia
(7/6/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/3/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/9/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 2/22/2016
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TL
THREADMARK LP
THREADMARK LP

CRD#: 173318 / SEC#: , 8-69535

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
300 Park Avenue 2nd Floor, New York, NY 10022
Mailing Address
300 Park Avenue 2nd Floor, New York, NY 10022
Phone number
(917) 397-2301
Established
Delaware since 04/22/2014
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
THREADMARK GP, LLCGENERAL PARTNER
AHUJA, AJAYCFO/COO/POO2720807
CHAPMAN, BRUCE HUNTLEACCO5062739
GALES, WILHELMINA ANNA MCEO2951268
ROCHE, PASCALFINOP/PFO5920968

Red Flags

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Company Information

THREADMARK LP

CRD#: 173318New York, NY 10022

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