Russell Thatcher Boggess
Professional Summary
Russell Thatcher Boggess is a registered financial advisor currently at THREADMARK LP located in New York, New York. Russell is registered as a RR (Registered Representative) and started their career in finance in 1998. Russell has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 22 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
THREADMARK LP
Contact Information
Main Address
300 Park Avenue 2nd Floor, New York, NY 10022Mailing Address
300 Park Avenue 2nd Floor, New York, NY 10022Phone Number
(917) 397-2301Established
Delaware since 04/22/2014Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Feb 2016About the Series 22 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Russell Thatcher Boggess's CRS (Customer Relationship Summary).
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