Catherine Cucharale
Professional summary
Catherine Cucharale, who also goes by Catherine Ann Cucharale, Catherine Ann Morrill, is a registered financial professional currently at MCLAUGHLIN RYDER INVESTMENTS, INC. located in Alexandria, Virginia and ARETE WEALTH MANAGEMENT, LLC located in Nashville, Tennessee.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2007. Catherine has worked at 8 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Cucharale's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2021 - Present
MCLAUGHLIN RYDER INVESTMENTS, INC.
Office #1: 1421 Prince Street Suite 200, Alexandria, VA 22314Office #2: 1421 Prince Street Suite 200, Alexandria, VA 22314January 29, 2026 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 555 Marriott Drive Suite 275, Nashville, TN 37214July 30, 2025 - September 3, 2025
LINDEN THOMAS AND COMPANY SECURITIES, LLC
August 7, 2024 - March 24, 2025
PHILLIPS & COMPANY
September 29, 2023 - April 30, 2025
GROVE POINT INVESTMENTS, LLC
April 13, 2021 - March 13, 2024
BLEY INVESTMENT GROUP, INC.
December 7, 2018 - May 28, 2019
ROBERT W. BAIRD & CO. INCORPORATED
July 12, 2007 - December 13, 2018
M. GRIFFITH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CUCHARALE, CATHERINE | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 3054881 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| LEVINE, DAVID CHARLES | CHIEF EXECUTIVE OFFICER | |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| TROUSDALE, LAUREN NICOLE | FINANCIAL OPERATIONS PRINCIPAL | 5622407 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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