Rafael Ceara Almodovar

ALLSTATE FINANCIAL ADVISORS

Freeport, NY 11520-5217

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CRD#: 3054356

Professional summary

Rafael Ceara Almodovar, who also goes by Rafael Ceara, Rafael Tobias Ceara Almodovar, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Freeport, New York and ALLSTATE FINANCIAL SERVICES, LLC located in Freeport, New York.

Rafael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Rafael has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 52, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rafael Ceara | Rafael Tobias Ceara Almodovar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RAFAEL CEARA POSITION: Agent NATURE: Renewals of life insurance past business activities in Puerto Rico INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/22/2010 ADDRESS: Paseo del Prado MC 18, Parque Del Monte, Trujillo Alto PR 00976, United States DESCRIPTION: Asist in any customer service

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rafael Ceara Almodovar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2020 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 386 Atlantic Ave, Freeport, NY 11520-5217

RIA

CRD#: 109524

Freeport, NY

Current

February 28, 2020 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 386 Atlantic Ave, Freeport, NY 11520-5217

CRD#: 18272

Freeport, NY

Past

October 17, 2019 - February 24, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HATO REY, PR

Past

February 9, 2016 - February 24, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

HATO REY, PR

Past

July 19, 2010 - January 13, 2016

SIGNATOR INVESTORS, INC.

CRD#: 468

SAN JUAN, PR

Past

October 30, 2003 - March 1, 2010

POPULAR SECURITIES, LLC

CRD#: 8096

SAN JUAN, PR

Past

May 15, 2001 - July 15, 2001

ORIENTAL FINANCIAL SERVICES LLC

CRD#: 29753

SAN JUAN, PR

Past

September 16, 1998 - November 28, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/20/2023)

Florida
(6/5/2025)

New Jersey
(2/28/2020)

New York
(2/28/2020)

IAR

New York
(5/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2018

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 1/28/2002

Municipal Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/4/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/5/2014

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rafael Ceara Almodovar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rafael Ceara Almodovar's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

SIGNATOR INVESTORS, INC.

POPULAR SECURITIES, LLC

ORIENTAL FINANCIAL SERVICES LLC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2019

SIE

Date: 10/1/2018

Series 7

Date: 4/30/2018

Series 52

Date: 1/28/2002

Series 6

Date: 8/4/1998

Series 26

Date: 12/5/2014

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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