Derek M. Tawa
Professional summary
Derek Michael Tawa is a registered financial professional currently at BARINGS SECURITIES LLC located in Charlotte, North Carolina.
Derek is registered as a RR (Registered Representative) and started their career in finance in 2001. Derek has worked at 7 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Michael Tawa's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2015 - Present
BARINGS SECURITIES LLC
Office #1: 300 S. Tryon Street Suite 2500, Charlotte, NC 28202Office #2: 10 Fan Pier Blvd, Boston, MA 02210May 9, 2014 - August 3, 2015
LOOMIS SAYLES DISTRIBUTORS, L.P.
June 30, 2005 - April 14, 2014
NATIXIS DISTRIBUTION, LLC
September 17, 2004 - June 29, 2005
WALNUT STREET SECURITIES, INC.
September 17, 2004 - June 29, 2005
METROPOLITAN LIFE INSURANCE COMPANY
September 17, 2004 - June 29, 2005
MSI FINANCIAL SERVICES, INC.
August 8, 2001 - June 22, 2005
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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