Imran J. Thanvi

TOTAL WEALTH SOLUTIONS

LOS ALTOS, CA 94022

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CRD#: 3052653

Professional summary

Imran Jaffer Thanvi, who also goes by Imran Jaffer, Imran J Thanvi, is a registered financial advisor currently at TOTAL WEALTH SOLUTIONS located in Los Altos, California and LPL FINANCIAL LLC located in Los Altos, California.

Imran is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Imran has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Imran Jaffer | Imran J Thanvi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 08/23/2004 - TOTAL WEALTH SOLUTIONS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 01/29/2015 - REAL ESTATE RENTAL - Investment Related - Merced, CA - Start Date 01/01/2012 - 1 Hour Per Month/ 0 Hours During Trading (3) 01/29/2015 - REAL ESTATE RENTAL - Investment Related - Merced, CA - Start Date 01/01/2022 - 1 Hour Per Month/ 0 Hours During Trading (4) 03/13/2024 - TOTAL WEALTH SOLUTIONS INC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 120 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Total Wealth Solutions, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Imran Jaffer Thanvi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2023 - Present

TOTAL WEALTH SOLUTIONS

Office #1: 146 Main Street Suite 201, Los Altos, CA 94022

RIA

CRD#: 327794

LOS ALTOS, CA

Current

March 17, 2004 - Present

LPL FINANCIAL LLC

Office #1: 146 Main St.ste 201, Los Altos, CA 94022

RIA

CRD#: 6413

LOS ALTOS, CA

Past

November 30, 2023 - March 4, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROSEVILLE, CA

Past

March 17, 2004 - November 28, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROSEVILLE, CA

Past

October 22, 2003 - March 8, 2004

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

March 20, 2001 - October 22, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OAKLAND, CA

Past

January 29, 2001 - October 22, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 15, 1999 - December 1, 2000

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/17/2004)

IAR

California
(11/28/2023)

Georgia
(11/29/2004)

Indiana
(10/10/2018)

Massachusetts
(5/11/2018)

Michigan
(4/3/2007)

Nevada
(3/17/2004)

Ohio
(2/1/2013)

Pennsylvania
(9/6/2005)

IAR

Texas
(11/27/2023)

Utah
(6/25/2019)

Virginia
(4/3/2023)

Wisconsin
(4/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/7/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/14/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/14/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TOTAL WEALTH SOLUTIONS

TOTAL WEALTH SOLUTIONS | TOTAL WEALTH SOLUTIONS, INC.

CRD#: 327794 / SEC#:

California

Registered Investment Advisory firm - (11/28/2023 Approved)

Texas

Registered Investment Advisory firm - (10/24/2023 Conditional Restricted)

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Contact information

Main Address

146 Main Street Suite 201, Los Altos, CA 94022

Mailing Address

Phone number

(510) 252-0135

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 104,450,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Imran J. Thanvi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Imran Jaffer Thanvi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITICORP INVESTMENT SERVICES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITICORP INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/2001

Series 63

Date: 9/7/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/7/2000

Series 6

Date: 6/14/1999

Series 24

Date: 7/14/2000

FINRA

Current Firm

TOTAL WEALTH SOLUTIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TOTAL WEALTH SOLUTIONS

TRUST BUT VERIFY

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