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PD

Peter D. Driscoll

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
ANNAPOLIS, MD
Some features on this profile are disabled
CRD#: 3051607
PD

Professional summary

Peter David Driscoll, who also goes by Peer David Driscoll, is a registered financial advisor currently at NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST located in Annapolis, Maryland and DELAWARE DISTRIBUTORS, L.P. located in Philadelphia, Pennsylvania.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Peer David Driscoll

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter David Driscoll's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2025 - Present

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

Office #2: 610 Market Street, Philadelphia, PA 19106
RIA
CRD#: 105390
ANNAPOLIS, MD
Current

June 18, 2025 - Present

DELAWARE DISTRIBUTORS, L.P.

Office #1: 610 Market St 100 Independence, Philadelphia, PA 19106
BD
CRD#: 14232
Philadelphia, PA
Past

April 10, 2025 - June 12, 2025

VISION 4 FUND DISTRIBUTORS

BD
CRD#: 298105
SCOTTSDALE, AZ
Past

March 5, 2024 - April 25, 2025

AMUNDI ASSET MANAGEMENT US, INC.

RIA
CRD#: 107719
BOSTON, MA
Past

November 7, 2023 - April 16, 2025

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

January 2, 2018 - November 28, 2023

INVESTMENT PLANNERS, INC.

BD
CRD#: 18557
DECATUR, IL
Past

November 10, 2014 - December 31, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

December 9, 2011 - November 7, 2014

INVESTMENT PLANNERS, INC.

BD
CRD#: 18557
DECATUR, IL
Past

May 9, 2000 - December 31, 2009

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BD
CRD#: 487
CHARLOTTE, NC
Past

June 22, 1998 - April 3, 2000

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

BD
CRD#: 17580
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
CPG FUND ADVISERS | VANTAGE INVESTMENT ADVISERS | NOMURA INVESTMENTS FUND ADVISERS | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | NOMURA INVESTMENT MANAGEMENT ADVISERS | NOMURA ALTERNATIVE STRATEGIES | MACQUARIE PRIVATE FUND ADVISERS | MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | MACQUARIE ASSET ADVISERS | DELAWARE MANAGEMENT COMPANY | DELAWARE MANAGEMENT BUSINESS TRUST | DELAWARE LINCOLN INVESTMENT ADVISERS | DELAWARE LINCOLN CASH MANAGEMENT | DELAWARE CAPITAL MANAGEMENT

CRD#: 105390 / SEC#: 801-32108

RIA
Registered Investment Advisory firm - (5/31/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(6/18/2025)
RR
Maryland
(6/18/2025)
IAR
Maryland
(6/18/2025)
RR
Pennsylvania
(6/18/2025)
IAR
Pennsylvania
(6/18/2025)
RR
Virginia
(6/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/20/2024
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/14/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/1/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/19/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NI
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
CPG FUND ADVISERS | VANTAGE INVESTMENT ADVISERS | NOMURA INVESTMENTS FUND ADVISERS | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | NOMURA INVESTMENT MANAGEMENT ADVISERS | NOMURA ALTERNATIVE STRATEGIES | MACQUARIE PRIVATE FUND ADVISERS | MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | MACQUARIE ASSET ADVISERS | DELAWARE MANAGEMENT COMPANY | DELAWARE MANAGEMENT BUSINESS TRUST | DELAWARE LINCOLN INVESTMENT ADVISERS | DELAWARE LINCOLN CASH MANAGEMENT | DELAWARE CAPITAL MANAGEMENT

CRD#: 105390 / SEC#: 801-32108

RIA
Registered Investment Advisory firm - (5/31/1988 Approved)
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Contact information

Main Address
610 Market Street, Philadelphia, PA 19106
Mailing Address
Phone number
(215) 255-2300
Established
Firm type
Fiscal year end
# of Employees
598

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST FORM ADV-PART 2A BROCHURE (12/22/2025)

Regulatory assets under management

Total Number of Accounts317
AUM (Assets Under Management)$ 164,320,917,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390Annapolis, MD

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