Michael W. Gray

AE WEALTH MANAGEMENT

Fort Collins, CO 80525

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CRD#: 3050718

Professional summary

Michael Warren Gray, CFP®, who also goes by Mike Gray, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Fort Collins, Colorado.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Gray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ASCEND ASSET MANAGEMENT, LLC; YES INVESTMENT RELATED; 2015 CENTRAL AVE, STE G CHEYENNE, WY 82001; INSURANCE SALES; OWNER/PRESIDENT; JUNE 2015; APPROX 100HRS/MO; APPROX 100HR/MO DURING SECURITIES TRADING HOURS; OVERSIGHT, TRAINING, SALES AND COMPLIANCE. 2) GRAY FAMILY IRREVOCABLE LIFE INSURANCE TRUST; NOT INVESTMENT RELATED; 705 OAKHURST DR CHEYENNE, WY 82009; TRUSTEE FOR PARENTS IRREVOCABLIFE INSURANCE TRUST; TRUSTEE; 05/2017; APPROX 1HR/MO; APPROX 0HRS/MO DURING SECURITIES TRADING HOURS; FILING TAXES EACH YEAR, WILL EVENTUAMAKE DISTRIBUTIONS FROM THE TRUST. 3) PILOTS FOR CHRIST, INT'L; NOT INVESTMENT RELATED; PO BOX 582, GREEN RIVER, WY 82935; MEDICALTRANSPORTATION; VOLUNTEER - SECRETARY AND PILOT; 04/2019; APPROX. 5HRS/MO; APPROX. 5HRS/MO DURING SECURITIES TRADING HOURS; RECORDING ANREPORTING MEETING MINUTES, FLYING MEDICALLY NEED PEOPLE & FAMILY TO MEDICAL CARE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Warren Gray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

April 15, 2024 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 2900 S College Ave Ste Unit # Lc, Fort Collins, CO 80525Office #2: 2015 Central Ave Ste G, Cheyenne, WY 82001

RIA

CRD#: 282580

Fort Collins, CO

Past

March 1, 2021 - April 23, 2024

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Cheyenne, WY

Past

March 27, 2018 - March 31, 2021

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

CHEYENNE, WY

Past

June 30, 2015 - March 31, 2021

CREATIVEONE SECURITIES, LLC

CRD#: 152974

CHEYENNE, WY

Past

January 2, 2002 - June 30, 2015

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

FORT COLLINS, CO

Past

May 6, 1998 - January 14, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/15/2024)

IAR

Texas
(4/15/2024)

IAR

Wyoming
(4/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/5/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael W. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Warren Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVEONE WEALTH, LLC

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2001

Series 63

Date: 5/5/1998

SIE

Date: 10/1/2018

Series 6

Date: 5/5/1998

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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