GA
Gabriel A. Alba
STRATEGIC ADVISERS LLC
SARASOTA, FL
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CRD#: 3047451
GA
Professional summary
Gabriel Anthony Alba, who also goes by Gabe Alba, Gabriel A Alba, Gabriel Anthony Alba, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Sarasota, Florida and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Gabriel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Gabriel has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gabe Alba | Gabriel A Alba | Gabriel Anthony Alba
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gabriel Anthony Alba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SARASOTA, FL
Current
October 23, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
October 27, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SARASOTA, FL
Past
November 17, 2005 - July 20, 2021
MISSIONSQUARE RETIREMENT
RIA
CRD#: 108783
Sarasota, FL
Past
November 16, 2005 - July 20, 2021
MISSIONSQUARE INVESTMENT SERVICES
BD
CRD#: 23189
WASHINGTON, DC
Past
October 19, 2005 - November 30, 2005
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
August 20, 2004 - September 26, 2005
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SARASOTA, FL
Past
August 18, 2004 - September 26, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
October 29, 2003 - August 17, 2004
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CORAL GABLES, FL
Past
August 10, 2000 - August 17, 2004
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
June 15, 1998 - July 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/23/2021)
RR
Alaska(10/23/2021)
RR
Arizona(10/23/2021)
RR
Arkansas(10/23/2021)
RR
California(10/23/2021)
RR
Colorado(10/23/2021)
RR
Connecticut(10/23/2021)
RR
Delaware(10/23/2021)
RR
District of Columbia(10/23/2021)
RR
Florida(10/23/2021)
IAR
Florida(3/31/2025)
RR
Georgia(10/23/2021)
RR
Hawaii(10/23/2021)
RR
Idaho(10/23/2021)
RR
Illinois(10/23/2021)
RR
Indiana(10/23/2021)
RR
Iowa(10/23/2021)
RR
Kansas(10/23/2021)
RR
Kentucky(10/23/2021)
RR
Louisiana(10/23/2021)
RR
Maine(10/23/2021)
RR
Maryland(10/23/2021)
RR
Massachusetts(10/23/2021)
RR
Michigan(10/23/2021)
RR
Minnesota(10/23/2021)
RR
Mississippi(10/23/2021)
RR
Missouri(10/23/2021)
RR
Montana(10/23/2021)
RR
Nebraska(10/23/2021)
RR
Nevada(10/23/2021)
RR
New Hampshire(10/23/2021)
RR
New Jersey(10/23/2021)
RR
New Mexico(10/23/2021)
RR
New York(10/23/2021)
RR
North Carolina(10/23/2021)
RR
North Dakota(10/23/2021)
RR
Ohio(10/25/2021)
RR
Oklahoma(10/23/2021)
RR
Oregon(10/23/2021)
RR
Pennsylvania(10/23/2021)
RR
Puerto Rico(5/7/2025)
RR
Rhode Island(10/23/2021)
RR
South Carolina(10/23/2021)
RR
South Dakota(10/23/2021)
RR
Tennessee(10/23/2021)
RR
Texas(10/23/2021)
IAR
Texas(3/31/2025)
RR
Utah(10/23/2021)
RR
Vermont(10/23/2021)
RR
Virgin Islands(5/7/2025)
RR
Virginia(10/23/2021)
RR
Washington(10/23/2021)
RR
West Virginia(10/23/2021)
RR
Wisconsin(10/23/2021)
RR
Wyoming(10/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
