TC
Thomas E. Casey
INTELLECTUS PARTNERS
CHARLOTTE, NC 28277
Some features on this profile are disabled
CRD#: 3045309
TC
Professional summary
Thomas Edgar Casey II, who also goes by Jay Casey II, is a registered financial advisor currently at INTELLECTUS PARTNERS, LLC located in Charlotte, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Thomas has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay Casey Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PACIFIC PLUNDERS, LLC, 15720 BRIXHAM HILL AVE, SUITE 300, CHARLOTTE, NC 28277, INVESTMENT RELATED. MANAGING MEMBER. BUSINESS MAKES INVESTMENTS INTO VENTURE CAPITAL FUNDS. 0 hours/month spent on activity. 0 trading hours/month spent on activity. 2) IP GROUP, LLC. INVESTMENT RELATED. 15720 BRIXHAM HILL AVE, SUITE 300, CHARLOTTE, NC 28277. INVESTMENT VEHICLE. MANAGING PARTNER AND PART OWNER. START 6/2007. 0 HOURS/MONTH, 0 DURING TRADING. MAKE DECISIONS ON WHICH FUNDS TO INVEST CAPITAL INTO. NAME CHANGE FROM INNOVATION PARTNERS LLC 02/2015. 3) INTELLECTUS VENTURES. INVESTMENT RELATED. 15720 BRIXHAM HILL AVE, SUITE 300, CHARLOTTE, NC 28277. PRIVATE COMPANY INVESTMENT BUSINESS. MANAGING MEMBER. START DATE 06/2016. 0 hours/month spent on activity. 0 trading hours/month spent on activity. 4) MARCUS & ASSOCIATES, LLC, 2713 1ST AVE N ST. PETERSBURG, FL 33713. NOT INVESTMENT RELATED. BOARD OF ADVISORS. EXECUTIVE RECRUITING FOR LIFE SCIENCES. START 06/2020. 0.5 HOURS/MONTH SPENT ON ACTIVITY. 0 HOURS/ MONTH DURING TRADING HOURS. 5) INTELLECTUS CAPITAL, LLC. INVESTMENT RELATED. 15720 BRIXHAM HILL AVE, SUITE 300, CHARLOTTE, NC 28277. PRIVATE COMPANY INVESTMENT BUSINESS. MANAGING MEMBER. START DATE 06/2016. 0 hours/month spent on activity. 0 trading hours/month spent on activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edgar Casey II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2015 - Present
INTELLECTUS PARTNERS, LLC
Office #1: 15720 Brixham Hill Ave Suite 300, Charlotte, NC 28277RIA
CRD#: 173140
CHARLOTTE, NC
Past
July 28, 2015 - March 14, 2016
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
San Francisco, CA
Past
June 1, 2004 - July 9, 2015
DEUTSCHE BANK SECURITIES INC.
RIA
CRD#: 2525
SAN FRANCISCO, CA
Past
June 1, 2004 - July 9, 2015
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
SAN FRANCISCO, CA
Past
May 4, 2004 - June 9, 2004
LEHMAN BROTHERS INC.
RIA
CRD#: 7506
SAN FRANCISCO, CA
Past
October 11, 2000 - June 9, 2004
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
August 21, 1998 - August 27, 1999
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
INTELLECTUS PARTNERS, LLC
ACCRULIM WEALTH MANAGEMENT, LLC | INTELLECTUS PARTNERS, LLC
CRD#: 173140 / SEC#: 801-93170
RIA
Registered Investment Advisory firm - (4/21/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/26/2015)
IAR
North Carolina(4/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IP
INTELLECTUS PARTNERS, LLC
ACCRULIM WEALTH MANAGEMENT, LLC | INTELLECTUS PARTNERS, LLC
CRD#: 173140 / SEC#: 801-93170
RIA
Registered Investment Advisory firm - (4/21/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1050 Battery Street Suite 100, San Francisco, CA 94111
Mailing Address
Phone number
(415) 795-7830
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 881 |
| AUM (Assets Under Management) | $ 1,278,913,181 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
