GD
Gregory Davis
VERTEX FINANCIAL ADVISORS LLC
Elkins Park, PA 19027
Some features on this profile are disabled
CRD#: 3045160
GD
Professional summary
Gregory Davis, who also goes by Greg Davis, is a registered financial advisor currently at VERTEX FINANCIAL ADVISORS LLC located in Elkins Park, Pennsylvania.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gregory has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Greater Philadelphia Tourism Marketing Corporation a.k.a. "Visit Philadelphia" | Investment Committee | 30 S. 17th Street, Suite 2010, Philadelphia, PA 19103 | 2017 - Present Nature of Business: Investment Committee Position, Title or Relationship: Investment Committee Member. Start Date: 2/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assist in reviewing proposed/current investments. Pennsylvania Department of Transportation Public Private Partnership | Board Member | Keystone Building, 400 North Street, 5th Floor, Harrisburg, PA 17120 | 2016 - Present Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 12/18/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will review proposed transportation public-private partnerships in Pennsylvania The Green Fund | Treasurer | 1016 E. Slocum Street, Philadelphia, PA 19150 | 2015 - Present Nature of Business: Other Other/None of the Above Political Action Committee Position, Title or Relationship: Other,Treasurer Start Date: 1/21/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I sign checks for the PAC The Green Fund | Treasurer | 1016 E. Slocum Street, Philadelphia, PA 19150 | 2015 - Present Nature of Business: Other Other/None of the Above Political Action Committee Position, Title or Relationship: Other,Treasurer Start Date: 1/21/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I sign checks for the PAC Friends of Derek Green | Campaign Treasurer | Philadelphia, PA 19150 | 2022 - Present Nature of Business: Other Other/None of the Above , Title or Relationship: Other, Philadelphia Mayoral Candidate Campaign Treasurer Start Date: 9/2022 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Treasurer Licensed insurance agent in PA and NJ
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2019 - Present
VERTEX FINANCIAL ADVISORS LLC
Office #1: 8033 Old York Road, Suite 212-b, Elkins Park, PA 19027RIA
CRD#: 300421
Elkins Park, PA
Past
April 19, 2016 - February 4, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
FORT WASHINGTON, PA
Past
May 27, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ELKINS PARK, PA
Past
May 3, 2006 - February 4, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
ELKINS PARK, PA
Past
April 22, 2004 - May 11, 2006
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
PHILADELPHIA, PA
Past
May 25, 2000 - May 11, 2006
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
January 1, 1999 - April 12, 2000
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
May 22, 1998 - November 13, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(7/10/2023)
IAR
Pennsylvania(4/23/2019)
IAR
Texas(10/24/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VF
VERTEX FINANCIAL ADVISORS LLC
VERTEX FINANCIAL ADVISORS LLC
CRD#: 300421 / SEC#:
New Jersey
Registered Investment Advisory firm - (7/10/2023 Approved)Pennsylvania
Registered Investment Advisory firm - (4/23/2019 Approved)Texas
Registered Investment Advisory firm - (10/7/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8033 Old York Road, Suite 212-b, Elkins Park, PA 19027
Mailing Address
Phone number
(267) 892-5374
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 18,477,567 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
