Robert J. Zacharias

CETERA INVESTMENT ADVISERS LLC

ORANGE PARK, FL 32073

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CRD#: 3043115

Professional summary

Robert Joseph Zacharias, who also goes by Bob Zacharias, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Orange Park, Florida and CETERA WEALTH SERVICES, LLC located in Orange Park, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Zacharias

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2233 PARK AVE BLDG 201 STE B; ORANGE PARK; FL; 32073; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/9/2008; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Island View Baptist Church; No; 900 PARK AVE; ORANGE PARK; FL; 32073; Committee member; trustee; 9/13/2010; 8; 8; Vote on church business, maintenance projects, and formulates procedures for usage of church property by outside non-profit organizations.|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Zacharias's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2233 Park Ave Bldg 201 Ste B, Orange Park, FL 32073

RIA

CRD#: 105644

ORANGE PARK, FL

Current

June 2, 2021 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2233 Park Ave Bldg 201 Ste B, Orange Park, FL 32073

CRD#: 13572

Orange Park, FL

Past

July 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Orange Park, FL

Past

September 4, 2008 - June 11, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Orange Park, FL

Past

July 8, 2008 - June 11, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

Orange Park, FL

Past

May 21, 2004 - July 11, 2008

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

JACKSONVILLE, FL

Past

May 17, 2004 - July 11, 2008

INVEST FINANCIAL CORPORATION

CRD#: 12984

JACKSONVILLE, FL

Past

December 8, 2003 - June 8, 2004

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

JACKSONVILLE BEACH, FL

Past

November 18, 2003 - June 8, 2004

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

January 20, 1999 - November 14, 2003

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

May 4, 1998 - January 29, 1999

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 4, 1998 - January 29, 1999

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/9/2021)

IAR

Florida
(5/18/2023)

Georgia
(7/6/2021)

New York
(2/13/2025)

North Carolina
(7/13/2021)

South Carolina
(6/10/2021)

Texas
(6/10/2021)

IAR

Texas
(6/29/2023)

Washington
(4/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/21/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Zacharias

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Zacharias's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2003

SIE

Date: 10/1/2018

Series 7

Date: 1/7/1999

Series 6

Date: 4/21/1998

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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