SB
Scott O. Bombeck
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Norwood, PA 19074
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CRD#: 3042556
SB
Professional summary
Scott Owen Bombeck, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Norwood, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Norwood, Pennsylvania.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) ACANTHUS ASSOCIATES GEAR STORE. HOLMES, PA. STARTED 01/2014 AS SPONSORING FIRM. ONLINE STORE TO SELL PROMOTIONAL ITEMS WITH MY FIRM'S LOGO ON THEM HTTP://ACANTHUS.QBSTORES.COM IS A THIRD-PARTY RUN (QUEENSBORO SHIRT COMPANY)VIRTUAL STORE WHERE INDIVIDUALS CAN GO AND PURCHASE PROMOTIONAL ITEMS (SHIRTS, HATS, BAGS, ETC) EMBROIDERED WITH THE ACANTHUS ASSOCIATES LOGO. MY RESPONSIBILITIES ARE LIMITED TO MAKING PEOPLE AWARE OF THE EXISTENCE OF THE STORE AND CHOOSING WHAT ITEMS TO INCLUDE. SPENDS 2 HRS/MO, NONE DURING TRADING. 3) DELCO WOODER WORKS, PROSPECT PARL, PA, 1/2018, AS WEBMASTER FOR VOLUNTEER ORGANIZATION, NIR, 4HRS/MO 0HRS/TRADING. 4) SNMJB LLC, 211 LAZARETTO RD APT 9F, PROSPECT PARK, PA, 4/2018, AS OWNER OF RENTAL PROPERTIES, NIR, 2HRS/MO, 0HRS/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/04/2010 6) DR TANGENT AND THE MULTIVERSE OF BEER AND MUSIC, NORWOOD PA 19074, 12/2022, OWNER, DIGITAL CONTENT CREATOR, NIR, 5 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Scott Owen Bombeck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
January 4, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 6 Circle Lane, Norwood, PA 19074RIA
CRD#: 134139
Norwood, PA
Current
January 4, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Norwood, PA
Past
January 30, 2006 - December 31, 2009
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
HOLMES, PA
Past
January 26, 2006 - December 31, 2009
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
HOLMES, PA
Past
June 1, 2005 - January 19, 2006
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
HOLMES, PA
Past
June 1, 2005 - January 19, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
November 10, 2003 - June 1, 2005
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
BALA CYNWYD, PA
Past
May 2, 2002 - June 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
May 4, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 4, 1998 - May 3, 2002
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/4/2010)
RR
Georgia(8/18/2015)
RR
Iowa(1/13/2023)
RR
Maryland(1/4/2010)
RR
Michigan(1/2/2018)
RR
New Jersey(1/4/2010)
RR
New York(3/5/2010)
RR
Ohio(1/17/2023)
RR
Pennsylvania(1/4/2010)
IAR
Pennsylvania(1/4/2010)
RR
Wisconsin(1/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
