Junko I. Horvath
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Atlanta, GA 30328
Some features on this profile are disabled
CRD#: 3041858
Professional summary
Junko Ishigami Horvath, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Atlanta, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Atlanta, Georgia.
Junko is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Junko has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FUJIYAMA WEALTH MANAGEMENT, 7000 CENTRAL PKWY NE, STE 260, ATLANTA, GA, 9/27/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 2/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 160/MO - 7/TRADING. 03/13/12. 3. FUJIYAMA WEALTH MANAGEMENT, 7000 CENTRAL PARKWAY NE, STE 260, ATLANTA, GA, 12/02/19, AUTHORING A BOOK, NIR, 10/MO- 2/TRADING 4. JUNKO HORVATH, 7000 CENTRAL PARKWAY, NE, STE 260, ATLANTA, GA, EXECUTOR, CLIENT,06/29/18, NIR, 0/HR/YR- 0/TRADING HR. 5. HORVATH WEALTH MANAGEMENT DBA FUJIYAMA WEALTH MANAGEMENT, 7000 CENTRAL PARKWAY NE, STE 260, ATLANTA, GA, FINANCIAL PLANNING CEO, 03/15/12, NIR, 40 HR/WK- 40/TRADING HR. 6. TORAH DAY SCHOOL OF ALANTA (TDSA), 1985 Lavista Road NE, Atlanta GA 30329, United States, 10/31/2024, Board Member, Volunteer, NIR, 1 HR/MO- 0HR/TRADING 7. AE MEDICARE SOLUTIONS, 2950 SW McClure Rd., Topeka KS 66614, United States, 12/02/2024, Agent, Referrals, NIR, 1 HR/MO- 1HR/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Junko Ishigami Horvath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
March 15, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: One Concourse Parkway Ste. 185, Atlanta, GA 30328Office #2: 300 Cadman Plz W. One Pierrepont Plaza 12th Floor, Brooklyn, NY 11201RIA
CRD#: 134139
Atlanta, GA
Current
March 13, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: One Concourse Parkway Ste. 185, Atlanta, GA 30328Office #2: 300 Cadman Plz W. One Pierrepont Plaza 12th Floor, Brooklyn, NY 11201BD
CRD#: 39543
Atlanta, GA
Past
February 19, 2008 - March 15, 2012
MV CAPITAL MANAGEMENT, INC.
RIA
CRD#: 139034
ATLANTA, GA
Past
January 2, 2008 - March 14, 2012
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
ATLANTA, GA
Past
October 31, 2007 - December 31, 2007
SPIRE SECURITIES, LLC
BD
CRD#: 144131
ATLANTA, GA
Past
September 7, 2006 - December 31, 2007
SPIRE WEALTH MANAGEMENT, LLC
RIA
CRD#: 113908
ATLANTA, GA
Past
August 25, 2006 - November 2, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
ATLANTA, GA
Past
May 2, 2003 - September 28, 2006
GV FINANCIAL ADVISORS, INC.
RIA
CRD#: 112118
ATLANTA, GA
Past
May 2, 2003 - November 14, 2006
JOYN ADVISORS, INC.
RIA
CRD#: 106725
ATLANTA, GA
Past
January 31, 2000 - August 30, 2006
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ATLANTA, GA
Past
December 4, 1998 - January 28, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/10/2020)
RR
California(3/13/2012)
RR
Florida(5/5/2017)
RR
Georgia(3/13/2012)
IAR
Georgia(3/15/2012)
RR
Illinois(7/27/2023)
RR
Indiana(7/8/2024)
RR
Kentucky(3/3/2021)
RR
Massachusetts(3/13/2012)
RR
New Jersey(5/5/2017)
RR
New York(3/13/2012)
IAR
New York(2/19/2021)
RR
Pennsylvania(11/11/2021)
RR
Virginia(8/31/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
