Dino M. Busanic
Professional summary
Dino Martin Busanic is a registered financial professional currently at BLOOMBERG TRADEBOOK LLC located in New York, New York and BLOOMBERG TRADEBOOK CANADA COMPANY located in New York, New York.
Dino is registered as a RR (Registered Representative) and started their career in finance in 1998. Dino has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 27, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dino Martin Busanic's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2018 - Present
BLOOMBERG TRADEBOOK LLC
Office #1: 731 Lexington Ave, New York, NY 10022August 4, 2022 - Present
BLOOMBERG TRADEBOOK CANADA COMPANY
Office #1: 731 Lexington Ave, New York, NY 10022August 31, 2016 - July 26, 2018
BROKERTEC AMERICAS LLC
April 24, 2014 - April 1, 2015
G-TRADE SERVICES LLC
April 20, 2007 - August 23, 2016
COWEN EXECUTION SERVICES LLC
June 14, 2006 - April 11, 2007
RYAN BECK & CO.
October 20, 2004 - May 25, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 14, 2000 - October 20, 2004
QUICK & REILLY, INC.
September 1, 1998 - June 21, 2000
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/5/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
BLOOMBERG TRADEBOOK CANADA COMPANY
CRD#: 313267 / SEC#: , 8-70683
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLOOMBERG CANADA LLC | SOLE SHAREHOLDER | |
| BENDER, GREGORY | DIRECTOR | 5601000 |
| KAPLAN, PAUL WILLIAM | PRESIDENT, DIRECTOR | 4092439 |
| MILHAM, CHRISTOPHER MICHAEL | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 3092157 |
| ROTELA, DOUGLAS MARTIN | CHIEF COMPLIANCE OFFICER | 5127496 |
| SANTORE, RICHARD RAYMOND III | DIRECTOR | 4978129 |
Red Flags
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