JG
Jerry B. Grimes
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Lexington, NC
Some features on this profile are disabled
CRD#: 3039718
JG
Professional summary
Jerry Bradford Grimes JR., who also goes by Brad Grimes, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Lexington, North Carolina and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lexington, North Carolina.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jerry has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Grimes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GRIMES FINANCIAL SERVICES, INC., 2 WILLIAMS STREET, LEXINGTON, NC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, PRESIDENT, 6/1/97 NIR, 2 HR/WK: 1 HR/WK DURING TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. 06/30/14. 3) PIEDMONT HANDGUNNERS ASSOCIATION, INC. 10346 SOUTH HWY 150, LINWOOD NC, BOARD MEMBER NON-PUBLIC ENTITY- MEMBERSHIP SECRETARY, 02/22/21, NIR, 2 HR/WK- 0/TRADING HR. 4) BULL AND BEAR PROPERTIES, LLC, 103 EAST CENTER ST, LEXINGTON, NC, PARTNER SHAREHOLDER REAL ESTATE, COMMERCIAL BUILDING OWNER, 2 HR/MO- 0/TRADING HR. 5) EQOF, LLC, 103 E CENTER STREET, LEXINGTON, NC, REAL ESTATE SALES, 06/18/21, NIR, PARTNER/SHAREHOLDER, 1 HR/MO- 0/TRADING HR. Created to satisfy tax rules for Opportunity Zones, related to Bull and Bear, LLC. 6) DAVIDSON COUNTY EDUCATION FOUNDATION, Lexington NC 27292, United States, 01/10/2022, Board Member, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING 7) YADKIN COLLEGE PROPERTIES LLC, 2 WILLIAMS ST, LEXINGTON NC 27292, 01/2024, MANAGING PARTNER, REAL ESTATE, NIR, 1 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Bradford Grimes JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 103 E. Center Street, Lexington, NC 27292RIA
CRD#: 134139
Lexington, NC
Current
June 30, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 103 E. Center Street, Lexington, NC 27292BD
CRD#: 39543
LEXINGTON, NC
Past
June 28, 2010 - June 30, 2014
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
LEXINGTON, NC
Past
June 25, 2010 - June 30, 2014
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
LEXINGTON, NC
Past
February 16, 2006 - June 25, 2010
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
LEXINGTON, NC
Past
January 26, 2006 - June 25, 2010
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
LEXINGTON, NC
Past
February 10, 2004 - February 7, 2006
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
LEXINGTON, NC
Past
January 18, 2002 - February 7, 2006
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LEXINGTON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/13/2017)
RR
Alaska(2/10/2020)
RR
Arkansas(10/18/2017)
RR
California(1/3/2019)
RR
Florida(1/16/2018)
RR
Louisiana(10/16/2017)
RR
Mississippi(6/30/2014)
RR
North Carolina(6/30/2014)
IAR
North Carolina(6/30/2014)
RR
Pennsylvania(6/3/2025)
RR
South Carolina(6/30/2014)
RR
Tennessee(5/23/2018)
RR
Texas(10/13/2017)
IAR
Texas(10/13/2017)
RR
Utah(7/8/2025)
RR
Virginia(1/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
