AA
Amy P. Arnold
CONCORDE ASSET MANAGEMENT
Ann Arbor, MI 48108
Some features on this profile are disabled
CRD#: 3037672
AA
Professional summary
Amy Perryman Arnold, who also goes by Amy P Gunter, Amy Gunter, Amy Perryman Gunter, Amy Theresa Perryman, Amy Perryman, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Ann Arbor, Michigan and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Amy has worked at 9 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy P Gunter | Amy Gunter | Amy Perryman Gunter | Amy Theresa Perryman | Amy Perryman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Concorde Asset Management, LLC, Investment related, Ann Arbor, MI, Registered Investment advisory firm affiliation with the BD, Concorde Investment Services. Chief Due Diligence Officer. Start date, December 2020. Full time during trading hours. 2) Concorde Holdings, Inc., Investment related, Ann Arbor MI, Holding company for Broker Dealer and RIA affiliate. Start date, December 2020. Full time. 3) Concorde Insurance Agency, Inc., Investment related, Ann Arbor, MI, Insurance agency for Broker Dealer and RIA affiliate. Start date, December 2020. Full time 4) L&A Outdoors, Non Investment related, Cullman, AL. RV rentals on Lewis Smith Lake. Dual LLC Part Owner, RV Park rents lots to outside persons on a monthly/annual basis, collect rent, maintenance of the grounds, Start date 01/01/2022. 6-10 hours/month during non trading hours. 1-5 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Perryman Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2020 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108RIA
CRD#: 140367
Ann Arbor, MI
Current
December 7, 2020 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108BD
CRD#: 151604
Ann Arbor, MI
Past
July 12, 2022 - February 7, 2024
AMERICAN ALTERNATIVE CAPITAL, LLC
BD
CRD#: 309956
ANN ARBOR, MI
Past
September 17, 2020 - December 3, 2020
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
Birmingham, AL
Past
September 4, 2020 - December 3, 2020
BBVA SECURITIES INC.
BD
CRD#: 27060
BIRMINGHAM, AL
Past
August 24, 2016 - August 5, 2019
TRILOMA SECURITIES, LLC
BD
CRD#: 173059
WINTER PARK, FL
Past
June 26, 2006 - July 22, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
BIRMINGHAM, AL
Past
June 26, 2006 - July 22, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
July 20, 2005 - June 26, 2006
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
RIA
CRD#: 111757
BIRMINGHAM, AL
Past
November 13, 2001 - June 20, 2006
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/7/2020)
IAR
Alabama(12/7/2020)
RR
Michigan(12/7/2020)
IAR
Michigan(1/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367Ann Arbor, MI 48108TRUST BUT VERIFY
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