TR
Timothy R. Roberts
STATE FARM INVESTMENT MANAGEMENT
Huntsville, AL 35801-6082
Some features on this profile are disabled
CRD#: 3036059
TR
Professional summary
Timothy Rann Roberts, ChFC®, CLU®, who also goes by Tim Roberts, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Huntsville, Alabama and STATE FARM VP MANAGEMENT CORP. located in Huntsville, Alabama.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Roberts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PARK PLAZA CONDOMINIUM ASSOCIATION, INC; NON-INVESTMENT-RELATED; 303 WILLIAMS SUITE 1221/1222, HUNTSVILLE, ALABAMA 35801; INVESTMENT OR COMMERCIAL PROPERTY; OFFICER/VICE PRESIDENT, 12/06/2006, 1 HOUR DEVOTED PER MONTH, 1 HOUR DURING SECURITIES TRADING HOURS; VOTING OFFICER ON THE OFFICE CONDOMINIUM BOARD - SIGN CHECKS ON BILLS TO BE PAID/REQUIRES TWO SIGNATURES/PRESIDENT AND A VICE PRESIDENT; OFFICE CONDOMIUMS/RENTAL CONDOMIUMS FOR PROFESSIONAL OFFICE SPACE, 2) Devoted Church; non-investment-related; 5212 Frankford Drive SE, Owens Cross Roads, AL 35763; church; board member; 3/1/2022; 12; 4; I will serve as a board member and will handle the day-to-day activities of deposits for the church and paying any bills through Devoted Church's balance they may have. This church is debt free. 3) Timothy Roberts's Insurance Agency; Insurance Agency; Investment-related; 303 Williams Ave SW Ste 1221 Huntsville, AL 35801-6082; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/1999; 80; 80; Service customers and supervise employees 4) Rental Property; non-Investment Related; 33661 HWY 12, Duratt, MS; Investment or Commercial Property; Owner; 05/01/1998; 1hr; maintenance of property 5) Tim Roberts - Property #1(Personally Held Real Estate); investment-related; 303 Williams Avenue SW Ste. 1222 Huntsville, AL 35801; Investment or Commercial Property; Owner; none; 8/1/2022; 1; 1; Duties: Privately held rental building 6) Tim Roberts-Property#2 (Personally Held Real estate); investment-related; 303 Williams Avenue SW Ste. 1211 Huntsville, AL 35801; Investment or Commercial Property; Owner; none; 5/1/2024; 1; 1; Duties: Privately held rental building
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Rann Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 14, 2019 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 303 Williams Ave Sw Ste 1221, Huntsville, AL 35801-6082RIA
CRD#: 3487
Huntsville, AL
Current
September 9, 1999 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 303 Williams Ave Sw Ste 1221, Huntsville, AL 35801BD
CRD#: 43036
Huntsville, AL
Past
May 22, 1998 - May 4, 1999
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2001)
IAR
Alabama(11/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
