NR
Nichole L. Reinhardt
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Manchester, NH
Some features on this profile are disabled
CRD#: 3035073
NR
Professional summary
Nichole Louise Reinhardt, AIF®, ChFC®, CLU®, who also goes by Nichole Reinhardt, Nicole Louise Reinhardt, Nicole Louise Siegrist, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Manchester, New Hampshire and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Concord, New Hampshire.
Nichole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Nichole has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nichole Reinhardt | Nicole Louise Reinhardt | Nicole Louise Siegrist
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/YR - 15/TRADING. 11/21/17 2. RED BOAT ADVISOR RESOURCES, 46 N STATE STREET, CONCORD, NH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/01/06, NIR, 3 HR/MO- 1/TRADING HR. 3. CW FINANCIAL STRATEGIES LLC, 46 N STATE ST, CONCORD, NH, 11/2017 AS OWNER/MANAGING MEMBER OF LLC FOR OPERATING EXPENSES AND RECRUITING. NIR - 40 HR/MO - 20HR/MO TRADING 4. RED BOAT ADVISOR RESOURCES, LLC, 19 Chenell Dr, Suite 1A, Concord NH 03301, United States, 04/01/2006, Owner, Insurance/Benefits/Human Resources, NIR, 3 HR/MO - 1 HR/MO TRADING 5. CW FINANCIAL STRATEGIES, LLC, 19 Chenell Dr, Suite 1A, Concord NH 03301, United States, 11/21/2017, Owner, Using a Trade Name/dba, NIR, 40 HR/MO - 20 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Nichole Louise Reinhardt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 21, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 19 Chenell Drive, Ste. 1a, Concord, NH 03301RIA
CRD#: 134139
Manchester, NH
Current
November 21, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 19 Chenell Drive, Ste. 1a, Concord, NH 03301BD
CRD#: 39543
Concord, NH
Past
February 3, 2006 - December 18, 2017
OSAIC FS, INC.
RIA
CRD#: 3870
CONCORD, NH
Past
April 1, 1998 - December 18, 2017
OSAIC FS, INC.
BD
CRD#: 3870
CONCORD, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/21/2017)
RR
Arizona(11/21/2017)
RR
Arkansas(8/2/2023)
RR
California(11/21/2017)
RR
Colorado(11/21/2017)
RR
Connecticut(11/21/2017)
RR
Delaware(11/21/2017)
RR
District of Columbia(3/1/2023)
RR
Florida(11/21/2017)
RR
Georgia(11/21/2017)
RR
Hawaii(11/21/2017)
RR
Illinois(4/2/2018)
RR
Indiana(9/17/2021)
RR
Iowa(1/3/2022)
RR
Kansas(11/1/2018)
RR
Kentucky(7/17/2020)
RR
Louisiana(11/21/2017)
RR
Maine(11/21/2017)
RR
Maryland(3/1/2023)
RR
Massachusetts(11/21/2017)
RR
Michigan(4/2/2018)
RR
Minnesota(11/21/2017)
RR
Mississippi(7/29/2024)
RR
Missouri(2/1/2018)
RR
Montana(1/18/2018)
RR
Nebraska(6/19/2019)
RR
Nevada(2/1/2018)
RR
New Hampshire(11/21/2017)
IAR
New Hampshire(11/21/2017)
RR
New Jersey(11/21/2017)
RR
New Mexico(5/28/2021)
RR
New York(11/21/2017)
RR
North Carolina(11/21/2017)
RR
Ohio(11/21/2017)
RR
Oklahoma(1/23/2023)
RR
Oregon(11/21/2017)
RR
Pennsylvania(1/3/2022)
RR
Rhode Island(12/2/2021)
RR
South Carolina(11/21/2017)
RR
Tennessee(1/3/2022)
RR
Texas(11/21/2017)
IAR
Texas(11/21/2017)
RR
Utah(11/21/2017)
RR
Vermont(11/21/2017)
RR
Virginia(11/21/2017)
RR
Washington(11/21/2017)
RR
West Virginia(5/1/2024)
RR
Wisconsin(11/21/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
