John M. Flowers
Professional summary
John Michael Flowers, who also goes by Michael Flowers, is a registered financial advisor currently at STERLING CAPITAL MANAGEMENT LLC located in Charlotte, North Carolina and STERLING CAPITAL DISTRIBUTORS, LLC located in Charlotte, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 9 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Flowers's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2014 - Present
STERLING CAPITAL MANAGEMENT LLC
Office #1: 4350 Congress Street Suite 300, Charlotte, NC 28209July 18, 2014 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
Office #1: 4350 Congress Street Suite 1000, Charlotte, NC 28209July 15, 2009 - July 16, 2014
CAPRIN ASSET MANAGEMENT, LLC
January 25, 2007 - July 27, 2009
SOVEREIGN ADVISERS
April 4, 2005 - November 21, 2006
BOFA ADVISORS, LLC
July 21, 2004 - April 4, 2005
COLUMBIA MANAGEMENT ADVISORS, INC.
June 21, 2004 - November 21, 2006
BOFA DISTRIBUTORS, INC.
November 19, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
July 9, 2002 - November 6, 2003
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2021)
(3/3/2021)
(8/14/2014)
(8/14/2014)
(3/3/2021)
(8/6/2014)
(8/14/2014)
(8/14/2014)
(8/14/2014)
Exams
Series 7TO
Date: 2/27/2021
General Securities Representative ExaminationFINRA
Current Firm
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,535 |
| AUM (Assets Under Management) | $ 66,159,908,769 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/10/2025 | ||
| 03/28/2024 | ||
| 04/28/2023 |
Red Flags
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