Andrew D. Wade
STONEX ADVISORS
Annandale, VA 22003
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CRD#: 3031159
Professional summary
Andrew Dixon Wade, CFP® is a registered financial advisor currently at STONEX ADVISORS INC. located in Annandale, Virginia and STONEX SECURITIES INC. located in Annandale, Virginia.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1).NEBEL FINANCIAL SERVICES, LLC.-IS INVESTMENT RELATED-6926 F LITTLE RIVER TNPK. ANNENDALE, VA. 22003-NATURE OF BUSINESS IN INVESTMENTS-POSITION IS PRESIDENT-START DATE IS 06/30/1997-HOURS DEVOTED TO OUTSIDE BUSINESS IN 50 DURING SECURITIES TRADING HOURS-DESCRIPTION OF DUTIES IS INVESTMENT PLANNING AND INSURANCE. 2). DULLES FOUNDATION CLUB; NOT INVESTMENT RELATED; 39941 CHARLESTON PIKE, HAMILTON, VA. 20158; CHARITABLE ORGANIZATION; BOARD MEMBER; JULY 2012; 0 HOURS PER MONTH; ASSIST IN FUNDRAISING. 3)Strategic Water Alliance Position: Member NON-Investment Related Nature of OBA: Write Global Grants for the Rotary Foundation to solve clean water and sanitation problems in other countries. Duties: Primarily explain to Rotary members how to use Rotary (Existing funds) through Global Grants. Approximately 4 hours per month spent on OBA. Approximately 1 hour a week during Market Hours. 4) Global Grant Chair District 7610 Title: Global Grant Chair for District 7610 NON-Investment Related Nature of OBA: Local Foundation Chair has asked me to explain to local Rotarians how to use the Global Grant tool. Duties: Explain to the Rotarians how to use the Global Grant process so that they may write Global Grants. Approximately 4-6 hours per month is spent on this OBA. An hour a week per market hours. 5)St. John's Episcopal Church Finance Committee 5649 Mt. Gilead Road Centerville, VA 20120 Position: Member of the Finance Committee NON-Investment Related Nature of OBA: Assisting church with ongoing financial questions. Duties: Review maintenance work quotes for work to be done around the church. Connect the church to a local bank for refinancing. Approximately 1 -2 hours per month spent on this OBA. None during market hours. 6) Evergreen Condo Association C/O Nebel Financial Services 6926-F Little River Tnpk Annandale, VA 22003 Title: President (effective 11/1/18) NON-Investment Related Nature: This is the office condo association that is managed by a property management company. We coordinate all of the individual owners as we maintain the individually owned properties. Duties: Coordinate with Property Management Company and other condo office owners; review short and long term maintenance and capital reserves etc. Approximately 1 hour per month (0 during market hours) spent on this OBA Compensation: none 7) Rotary Club of Dulles International Airport P.O. Box 554 Herndon, VA 20172 Nature of Business: Service Organization to help local and intl. community. Investment Related: No Business Position: President Business Duties: President for one year only until 6/30/2022. I run the weekly meetings. Business Start Date: 08/15/2004 Approximately 10 hours spent on this OBA, with 2 hours spent on this OBA weekly during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Dixon Wade's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
July 5, 2016 - Present
STONEX ADVISORS INC.
Office #1: 6926-f Little River Tnpk, Annandale, VA 22003RIA
CRD#: 174182
Annandale, VA
Current
December 12, 2011 - Present
STONEX SECURITIES INC.
Office #1: 6926 F Little River Turnpike, Annandale, VA 22003BD
CRD#: 18456
Annandale, VA
Past
December 9, 2011 - July 5, 2016
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
BIRMINGHAM, AL
Past
December 9, 2011 - December 14, 2011
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
BIRMINGHAM, AL
Past
March 17, 2011 - December 9, 2011
ANDERSON & STRUDWICK, INCORPORATED
RIA
CRD#: 48
ANNANDALE, VA
Past
July 1, 2010 - December 9, 2011
ANDERSON & STRUDWICK, INCORPORATED
BD
CRD#: 48
ANNANDALE, VA
Past
October 30, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
BD
CRD#: 39056
ANNANDALE, VA
Past
October 14, 2009 - November 17, 2009
JESUP & LAMONT SECURITIES CORP
RIA
CRD#: 39056
ANNANDALE, VA
Past
January 3, 2003 - March 17, 2011
NEBEL FINANCIAL SERVICES, LLC.
RIA
CRD#: 117727
ANNANDALE, VA
Past
July 20, 2001 - November 26, 2008
EMPIRE FINANCIAL GROUP, INC.
BD
CRD#: 28759
ANNADALE, VA
Past
May 14, 1998 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
BD
CRD#: 38988
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2020)
RR
California(9/24/2012)
RR
Colorado(9/24/2012)
RR
Delaware(9/12/2018)
RR
District of Columbia(1/6/2012)
RR
Florida(1/6/2012)
RR
Georgia(9/26/2012)
RR
Indiana(1/2/2020)
RR
Kentucky(5/8/2017)
RR
Louisiana(3/17/2022)
RR
Maine(1/3/2013)
RR
Maryland(9/24/2012)
RR
Massachusetts(1/3/2013)
RR
Minnesota(9/24/2012)
RR
New Hampshire(1/3/2022)
RR
New Jersey(9/24/2012)
RR
New Mexico(7/15/2021)
RR
New York(1/6/2012)
RR
North Carolina(1/6/2012)
RR
Ohio(1/3/2013)
RR
Oklahoma(1/3/2013)
RR
Pennsylvania(1/6/2012)
RR
South Carolina(1/10/2012)
RR
Texas(1/4/2021)
RR
Vermont(1/3/2013)
RR
Virginia(12/14/2011)
IAR
Virginia(7/5/2016)
RR
Washington(9/24/2012)
RR
West Virginia(3/8/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,988 |
| AUM (Assets Under Management) | $ 4,515,278,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 02/27/2024 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
