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AO

Alexander D. Oxenham

HILTON CAPITAL MANAGEMENT
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 3028995
AO

Professional summary

Alexander David Oxenham is a registered financial advisor currently at HILTON CAPITAL MANAGEMENT, LLC located in Garden City, New York.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alexander has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander David Oxenham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2013 - Present

HILTON CAPITAL MANAGEMENT, LLC

Office #1: 1010 Franklin Avenue, Garden City, NY 11530
RIA
CRD#: 116357
Garden City, NY
Past

June 24, 2013 - December 31, 2018

HILTON CAPITAL MANAGEMENT, LLC

RIA
CRD#: 116357
GARDEN CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HILTON CAPITAL MANAGEMENT, LLC
HILTON CAPITAL MANAGEMENT, LLC

CRD#: 116357 / SEC#: 801-60776

RIA
Registered Investment Advisory firm - (1/2/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/24/2013)
IAR
New York
(5/25/2021)
IAR
Texas
(7/18/2019)

Exams

Current Firm

HC
HILTON CAPITAL MANAGEMENT, LLC
HILTON CAPITAL MANAGEMENT, LLC

CRD#: 116357 / SEC#: 801-60776

RIA
Registered Investment Advisory firm - (1/2/2002 Approved)
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Contact information

Main Address
1010 Franklin Avenue, Garden City, NY 11530
Mailing Address
Phone number
(516) 693-5380
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARCH 2025 - ADV-2A (3/29/2025)

Regulatory assets under management

Total Number of Accounts1,288
AUM (Assets Under Management)$ 2,931,323,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HILTON CAPITAL MANAGEMENT, LLC

CRD#: 116357Garden City, NY 11530

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