Peter C. Macarthur
Professional summary
Peter C Macarthur, who also goes by Peter Christian Macarthur, Peter C Macarthur, is a registered financial professional currently at PERSHING ADVISOR SOLUTIONS LLC located in Jersey City, New Jersey and PERSHING LLC located in Jersey City, New Jersey.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter C Macarthur's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2024 - Present
PERSHING ADVISOR SOLUTIONS LLC
Office #1: One Pershing Plaza Pas Jersey City Osj, Jersey City, NJ 07399February 27, 2024 - Present
PERSHING LLC
Office #1: One Pershing Plaza - Jersey City Osj, Jersey City, NJ 07399November 9, 2021 - March 29, 2022
WELLS FARGO CLEARING SERVICES, LLC
October 8, 2021 - March 29, 2022
WELLS FARGO CLEARING SERVICES, LLC
May 10, 2016 - October 14, 2019
1919 INVESTMENT COUNSEL, LLC
March 31, 2009 - May 9, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 31, 2009 - May 9, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 2008 - March 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - March 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 8, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
February 14, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
May 2, 2006 - February 5, 2007
DAVIS DISTRIBUTORS, LLC
July 28, 2000 - April 6, 2006
A. G. EDWARDS & SONS, INC.
April 9, 1998 - May 2, 2000
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2024)
(2/28/2024)
Exams
Series 7TO
Date: 10/8/2021
General Securities Representative ExaminationBOX Exchange LLC
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
PERSHING LLC
CRD#: 7560 / SEC#: , 8-17574
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERSHING GROUP LLC | HOLDING COMPANY | |
| BADGER, ERIC CHRISTOPHER | BOARD MEMBER | 8040351 |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | BOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| KEARNEY, JAMES FRANCIS III | BOARD MEMBER | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 5177277 |
| MAJIYAGBE, ELIZABETH OLAIDE | BOARD MEMBER | 7013772 |
| O'LAUGHLEN, VICTOR FRANCIS JR | BOARD MEMBER | 8041737 |
| SIMMONDS, AINSLIE JANE | BOARD MEMBER | 6047968 |
| VITALE, JASON DOMINICK | BOARD MEMBER | 8038160 |
| YOUNG, LYNN MARIE | CHIEF COMPLIANCE OFFICER | 1982726 |
Disclosures
| Regulatory Event | 74 |
| Arbitration | 32 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
