Eli W. Tullis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eli Watson Tullis JR, who also goes by Eli Watson Tullis, was a registered financial advisor .
Eli is a previously registered financial advisor and started their career in finance in 1998. Eli had worked at 4 firms and has passed the Series 66, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2007 - November 5, 2009
ABN AMRO CLEARING USA LLC
September 30, 2006 - October 26, 2007
UBS SECURITIES LLC
August 15, 2005 - October 6, 2006
ABN AMRO INCORPORATED
May 31, 2005 - November 1, 2012
TULLIS MANAGEMENT LLC
May 14, 1998 - December 31, 2004
ABN AMRO CLEARING USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABN AMRO CLEARING USA LLC
CRD#: 14020 / SEC#: , 8-34354
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ABN AMRO CLEARING HOLDINGS USA LLC | SHAREHOLDER | |
| ARNOLD, JEFFREY WAYNE | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2204052 |
| BREAULT, RONALD CLIFFORD | NY BRANCH OFFICE MANAGER | 2253143 |
| BREAULT, RONALD CLIFFORD | CHIEF COMMERCIAL OFFICER | 2253143 |
| DELHEIMER, MICHAEL FRANCIS | VP FINANCE, FINOP, PRINCIPAL FINANCIAL OFFICER | 5567195 |
| DUINSTRA, BOUDEWIJN | CHIEF EXECUTIVE OFFICER | 5504066 |
| ENGELBERTS, PAULINE MATHILDE | DIRECTOR, BOARD MEMBER | 7350692 |
| GILMORE, KEVIN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 3150898 |
| ONEILL, YULIA V | CHICAGO BRANCH OFFICE MANAGER, ROP | 6313470 |
| SCHELLENS, RUTGER VINCENT CONSTANTIJN | DIRECTOR | 6268503 |
| TAYLOR, TIMOTHY JAMES | PRINCIPAL OPERATIONS OFFICER | 1640795 |
| TYRICHTROVA, MONIKA ALEXANDRA | CHIEF COMPLIANCE OFFICER | 4487708 |
Disclosures
| Regulatory Event | 82 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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