Kenneth G. Rogers
Professional summary
Kenneth Gordon Rogers, who also goes by Ken Rogers, is a registered financial professional currently at ARROW INVESTMENTS, INC. located in Rye Brook, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1998. Kenneth has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 50, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Gordon Rogers's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 1998 - Present
ARROW INVESTMENTS, INC.
Office #1: 111 South Ridge Street, Rye Brook, NY 10573Office #2: 111 South Ridge Street Suite 201, Rye Brook, NY 10573March 18, 1998 - December 10, 1998
ENDATUM SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2000)
(7/18/2000)
(8/31/1998)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ARROW INVESTMENTS, INC.
CRD#: 45936 / SEC#: , 8-51250
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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