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Find, Compare and Monitor Financial Advisors at ARROW INVESTMENTS, INC.

CRD#: 45936
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ARROW INVESTMENTS, INC. is located at 111 South Ridge Street Suite 201, Rye Brook, NY 10573 and was first established at Woodbridge, New York in 06/30/1998. After operating for 27 years, ARROW INVESTMENTS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ARROW INVESTMENTS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. ARROW INVESTMENTS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ARROW INVESTMENTS, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ARROW INVESTMENTS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ARROW INVESTMENTS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ARROW INVESTMENTS, INC. Comes From

Understanding the Statistics for ARROW INVESTMENTS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
111 South Ridge Street Suite 201, Rye Brook, NY 10573
Mailing Address
111 South Ridge Street Suite 201, Rye Brook, NY 10573
Firm Size
Small
Phone Number
(914) 251-1084
Established
New York since 06/30/1998
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ROGERS, KENNETH GORDONPRESIDENT, TREASURER, GSP, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, DIRECTOR3024184
RUBENSTEIN, STEVEN GARYCHAIRMAN, SECRETARY, GSP, DIRECTOR, CEO1164171
GEORGE, KENNETH RONALDFINOP2643369

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Advisor's working at ARROW INVESTMENTS, INC.

SR

Steven Gary Rubenstein

RR
CRD#: 1164171
Location:
Rye Brook, NY 10573
Company:
ARROW INVESTMENTS, INC.
Disclosures:
Experience:
33 years
View Profile
KG

Kenneth Ronald George

Ken George
RR
CRD#: 2643369
Location:
Rye Brook, NY 10573
Company:
ARROW INVESTMENTS, INC.
Disclosures:
Experience:
30 years
View Profile
KR

Kenneth Gordon Rogers

Ken Rogers
RR
CRD#: 3024184
Location:
Rye Brook, NY 10573
Company:
ARROW INVESTMENTS, INC.
Disclosures:
Experience:
27 years
View Profile
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