Victor N. Merlino
Professional summary
Victor Nicholas Merlino is a registered financial professional currently at LPS CAPITAL LLC located in New York, New York.
Victor is registered as a RR (Registered Representative) and started their career in finance in 2000. Victor has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 25, Series 55, Series 7, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Nicholas Merlino's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2016 - Present
LPS CAPITAL LLC
Office #1: 600 Lexington Avenue Suite 502, New York, NY 10022March 7, 2006 - February 3, 2016
BGC FINANCIAL, L.P.
March 16, 2004 - November 10, 2005
GLOBAL DIRECT EQUITIES, LLC
April 30, 2001 - July 11, 2003
ING FINANCIAL MARKETS LLC
November 21, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2020)
(4/22/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 25
Date: 9/9/2004
NYSE Trading Assistant ExaminationSeries 55
Date: 2/14/2001
Limited Representative-Equity Trader ExamSeries 12
Date: 6/18/2004
NYSE Branch Manager ExaminationFINRA
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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