Gurnie W. Pendry
Professional summary
Gurnie Winfred Pendry JR, who also goes by Gurnie Pendry, is a registered financial professional currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Charlotte, North Carolina.
Gurnie is registered as a RR (Registered Representative) and started their career in finance in 1998. Gurnie has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gurnie Winfred Pendry JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2006 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
Office #1: 820 Tyvola Road, Suite 104, Charlotte, NC 28217March 19, 2003 - July 3, 2006
AMERITAS INVESTMENT COMPANY, LLC
August 14, 1998 - March 24, 2003
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2013)
(6/30/2006)
(6/10/2020)
(9/5/2023)
Exams
FINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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