Aaron S. Hantman
Professional summary
Aaron Samuel Hantman is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 1998. Aaron has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 25, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Samuel Hantman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2010 - Present
TOURMALINE PARTNERS, LLC
Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901May 3, 2010 - January 28, 2011
SMITH CAPITAL MARKETS, LLC.
June 1, 2007 - December 31, 2009
GLOBAL EXECUTION BROKERS, LP
January 24, 2007 - December 31, 2009
SUSQUEHANNA FINANCIAL GROUP, LLLP
September 24, 2001 - January 24, 2007
SIG SPECIALISTS, INC.
April 22, 1998 - October 10, 2002
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2011)
(1/28/2011)
(8/26/2011)
(1/3/2011)
(5/26/2011)
(1/25/2011)
(1/10/2011)
(1/10/2011)
(1/6/2011)
(1/3/2019)
(1/6/2011)
(5/13/2011)
(1/10/2011)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 25
Date: 3/12/2002
NYSE Trading Assistant ExaminationSeries 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
TOURMALINE PARTNERS, LLC
CRD#: 154492 / SEC#: , 8-68644
Contact information
FINRA licenses (33 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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