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KN

Kelly R. Nash

NEEDHAM & COMPANY
New York, NY 10177
Some features on this profile are disabled
CRD#: 3017718
KN

Professional summary

Kelly Rachel Nash, who also goes by Kelly Rachel Hisrich, Kelly Rachel Nash, is a registered financial professional currently at NEEDHAM & COMPANY, LLC located in New York, New York and TCBI SECURITIES, INC. located in Dallas, Texas.

Kelly is registered as a RR (Registered Representative) and started their career in finance in 1998. Kelly has worked at 6 firms and has passed the Series 63, SIE, Series 16, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kelly Rachel Hisrich | Kelly Rachel Nash

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kelly Rachel Nash's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2025 - Present

NEEDHAM & COMPANY, LLC

Office #1: 250 Park Avenue 10th Floor, New York, NY 10177
RIA
BD
CRD#: 16360
New York, NY
Current

December 12, 2025 - Present

TCBI SECURITIES, INC.

Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201
BD
CRD#: 313304
Dallas, TX
Current

December 15, 2025 - Present

H.C.WAINWRIGHT & CO., LLC

Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022
BD
CRD#: 375
New York, NY
Current

December 23, 2025 - Present

THINKEQUITY LLC

Office #1: 538 Broadhollow Road Suite 223, Melville, NY 11747
BD
CRD#: 20996
Melville, NY
Current

January 11, 2026 - Present

RODMAN & RENSHAW, LLC

Office #1: 600 Lexington Avenue 32nd Floor, New York, NY 10022
BD
CRD#: 281264
New York, NY
Past

September 23, 1998 - September 19, 2024

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/22/2025)
RR
Massachusetts
(5/22/2025)
RR
Minnesota
(5/22/2025)
RR
New York
(5/22/2025)
RR
Ohio
(5/22/2025)
RR
Texas
(12/12/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/29/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 16
Date: 11/1/2006
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 86
Date: 4/1/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 2/25/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 9/22/1998
General Securities Representative Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

R&
RODMAN & RENSHAW, LLC
RODMAN & RENSHAW, LLC

CRD#: 281264 / SEC#: , 8-69671

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
600 Lexington Avenue, New York, NY 10022
Mailing Address
600 Lexington Avenue, New York, NY 10022
Phone number
(212) 540-4439
Established
Delaware since 05/18/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RODMHC LLCSHAREHOLDER
DINKIN, DAVID WILLIAMCHIEF EXECUTIVE OFFICER7226108
KIRSCH, KENNETH JOHNCHIEF FINANCIAL OFFICER/FINOP1671480
ZAKAY, JOSEPHCHIEF COMPLIANCE OFFICER6787824

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RODMAN & RENSHAW, LLC

CRD#: 281264New York, NY 10177

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