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FIRM PROFILE
Overview
TCBI SECURITIES, INC. is located at 2000 Mckinney Avenue Suite 700, Dallas, TX 75201 and was first established at Dallas, Texas in 03/03/2021. After operating for 4 years, TCBI SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TCBI SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TCBI SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TCBI SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TCBI SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TCBI SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TCBI SECURITIES, INC. Comes From
Understanding the Statistics for TCBI SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Medium
(214) 932-6671
Texas since 03/03/2021
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | ||
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 | |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 | |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 | |
| HOLMES, ROBERT C | DIRECTOR | 2948416 | |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 | |
| OMAN, DAVID | DIRECTOR | 5685397 | |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 | |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
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Advisor's working at TCBI SECURITIES, INC.
Mark Frederick Rodgers
Alfonso Paragas Tadeo
Beverly Ellen Tittle
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