JC
Joseph C. Carnley
TRUIST ADVISORY SERVICES
PONTE VEDRA BEACH, FL 32082
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CRD#: 3013678
JC
Professional summary
Joseph Charles Carnley JR, CFP®, who also goes by Joe Carnley Jr, Jojo Carnley, Joseph C Carnley, Joseph Charles Carnley, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Ponte Vedra Beach, Florida and TRUIST INVESTMENT SERVICES, INC. located in Ponte Vedra Beach, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Carnley Jr | Jojo Carnley | Joseph C Carnley | Joseph Charles Carnley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ADVISOAR LLC POSITION: AMBR NATURE: Aircraft Ownership- previously leased back to local flying club but have since removed and for personal use only. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/08/2022 ADDRESS: Saint Johns FL, United States DESCRIPTION: Own and manage aircraft.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Charles Carnley JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
August 24, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 100 Sawgrass Corners Dr, Ponte Vedra Beach, FL 32082RIA
CRD#: 283390
PONTE VEDRA BEACH, FL
Current
July 23, 1999 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 100 Sawgrass Corners Dr, Ponte Vedra Beach, FL 32082BD
CRD#: 17499
PONTE VEDRA BEACH, FL
Past
July 29, 1999 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
JACKSONVILLE, FL
Past
March 19, 1998 - September 1, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/4/2018)
RR
Arizona(5/2/2017)
RR
California(4/4/2024)
RR
Colorado(2/28/2023)
RR
Connecticut(3/9/2018)
RR
District of Columbia(3/6/2020)
RR
Florida(7/29/1999)
IAR
Florida(8/24/2016)
RR
Georgia(2/4/2000)
RR
Illinois(6/10/2019)
RR
Indiana(2/2/2012)
RR
Iowa(10/6/2020)
RR
Kansas(8/6/2025)
RR
Kentucky(3/26/2021)
RR
Louisiana(1/18/2023)
RR
Maine(5/7/2019)
RR
Maryland(4/10/2019)
RR
Massachusetts(4/8/2019)
RR
Michigan(1/18/2022)
RR
Minnesota(6/28/2024)
RR
Mississippi(11/21/2022)
RR
Missouri(1/17/2023)
RR
New Jersey(1/3/2007)
RR
New Mexico(6/24/2020)
RR
New York(4/8/2019)
RR
North Carolina(5/17/2006)
RR
Ohio(4/5/2019)
RR
Oklahoma(8/10/2023)
RR
Oregon(3/2/2023)
RR
Pennsylvania(7/9/2012)
RR
South Carolina(1/11/2008)
RR
Tennessee(3/19/2013)
RR
Texas(5/17/2006)
IAR
Texas(5/12/2017)
RR
Vermont(4/5/2019)
RR
Virginia(5/3/2018)
RR
Washington(10/17/2024)
RR
West Virginia(3/16/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Ponte Vedra Beach, FL 32082TRUST BUT VERIFY
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