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David E Danovitch

PICKWICK CAPITAL PARTNERS
NEW YORK, NY
·CRD# 3013350·21 years experience

Professional Summary

David E Danovitch is a registered financial advisor currently at PICKWICK CAPITAL PARTNERS, LLC located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 2005. David has worked at 2 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

PICKWICK CAPITAL PARTNERS, LLC·CRD# 130672
BD
1251 Avenue Of The Americas 19th Flr., New York, NY 10020
February 28, 2007 - Present
ROBERT R. MEREDITH & CO., INC.·CRD# 29501
BD
New York, NY
January 26, 2005 - March 9, 2007

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Current Firm

PC
PICKWICK CAPITAL PARTNERS, LLC

JAVELIN SECURITIES, LLC | PICKWICK SECURITIES, LLC | PICKWICK CAPITAL PARTNERS, LLC

CRD#: 130672 / SEC#: 8-66373
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

445 Hamilton Avenue Suite 1102, White Plains, NY 10601

Mailing Address

445 Hamilton Avenue Suite 1102, White Plains, NY 10601

Phone Number

(914) 358-3269

Established

Delaware since 08/21/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREENWOOD, DOUGLAS CHARLES WILLIAMPRESIDENT1192611
DANOVITCH, DAVID EMANAGING PRINCIPAL, GENERAL COUNSEL3013350
KAPLOWITZ, JAYMEMBER—
ROSE, JOHN IRVING IIMEMBER2790640
WU, CHIH-CHUNMEMBER5704739
FJC CAPITAL INC.OWNER—
VAN SCHAACK, JOHN GREGORYMEMBER1121171
ACCESS MEDIA ADVISORY LLCMEMBER—
PIDLIPCHAK, JOHN ADAMFINOP5496984
RISSER, SUZANNE LOUISECCO1303694

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(2/28/2007)
RR
New Jersey
(8/12/2008)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view David E Danovitch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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