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Roger Hernandez

OLSEN PALMER LLC
Lake Forest, IL 60045
Some features on this profile are disabled
CRD#: 3013325
RH

Professional summary

Roger Hernandez is a registered financial professional currently at OLSEN PALMER LLC located in Lake Forest, Illinois.

Roger is registered as a RR (Registered Representative) and started their career in finance in 1998. Roger has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roger Hernandez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 6, 2016 - Present

OLSEN PALMER LLC

Office #1: 100 S. Saunders Road Suite 150, Lake Forest, IL 60045
BD
CRD#: 166536
Lake Forest, IL
Past

January 19, 2016 - March 29, 2016

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
CHICAGO, IL
Past

August 3, 2005 - February 25, 2010

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
IRVINE, CA
Past

April 21, 1998 - July 30, 2001

PMA SECURITIES, LLC

BD
CRD#: 30397
NAPERVILLE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(5/19/2016)
RR
Iowa
(1/20/2021)
RR
Wisconsin
(1/15/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/3/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/19/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/9/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OP
OLSEN PALMER LLC
OLSEN PALMER LLC

CRD#: 166536 / SEC#: , 8-69220

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1015 15th Street, Nw Suite 350, Washington, DC 20005
Mailing Address
1015 15th Street, Nw Suite 350, Washington, DC 20005
Phone number
(202) 803-2676
Established
Delaware since 11/16/2012
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER MATTHEWMANAGING MEMBER4663010
GRIFFITH, ANN MARGARETCCO, AMLCO2936554
PALMER, BRIAN JEFFREYPRESIDENT6164585
TUCKER, CLARK BOMARFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1977842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLSEN PALMER LLC

CRD#: 166536Lake Forest, IL 60045

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