DM
Donald C. Megliola
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
RESTON, VA 20191
Some features on this profile are disabled
CRD#: 3011458
DM
Professional summary
Donald Christopher Megliola, who also goes by Don C Megliola, Donald Megliola, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Reston, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Reston, Virginia.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Donald has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Don C Megliola | Donald Megliola
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 21882 FIELDTHORN TERR BROADLANDS VA, 06/2002, SELLING/SERVICING LIFE, LTC, & DISABILITY PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 10 HR/WK 2/TRADING 2) CORNELL MEN'S SOCCER EXECUTIVE COMMITTE,410 THURSTON AVE, ITHACA, NY 14850, 09/1997, BOARD MEMBER. NIR, 5 HOURS/YEAR, NONE DURING TRADING 3) SUNRISE WEALTH PARTNERS LLC, 21882 FIELDTHORN TERR, BROADLANDS, VA, 03/2014 , OWNER. INV REL, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 5 HR/WK 1/TRADING 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 3/2014 AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK 4/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Donald Christopher Megliola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 12020 Sunrise Valley Dr., Ste 380, Reston, VA 20191RIA
CRD#: 134139
RESTON, VA
Current
March 3, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 12020 Sunrise Valley Dr Ste 380, Reston, VA 20191BD
CRD#: 39543
Reston, VA
Past
November 22, 2006 - March 27, 2014
FULCRUM ADVISORY SERVICES, LLC
RIA
CRD#: 131777
RESTON, VA
Past
November 22, 2006 - March 26, 2014
FULCRUM SECURITIES, LLC
BD
CRD#: 140084
RESTON, VA
Past
July 29, 2002 - December 31, 2006
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
RESTON, VA
Past
June 18, 2002 - December 31, 2006
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
RESTON, VA
Past
March 1, 1999 - July 11, 2002
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
WASHINGTON, DC
Past
March 5, 1998 - July 11, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/17/2014)
RR
Arizona(11/14/2014)
RR
California(3/3/2014)
RR
Colorado(3/17/2014)
RR
Connecticut(3/3/2014)
RR
Delaware(7/12/2019)
RR
District of Columbia(3/3/2014)
RR
Florida(3/3/2014)
RR
Georgia(3/4/2014)
RR
Hawaii(4/22/2024)
RR
Illinois(3/10/2014)
RR
Indiana(7/10/2025)
RR
Kansas(5/26/2016)
RR
Kentucky(3/3/2014)
RR
Louisiana(5/19/2014)
RR
Maine(6/8/2018)
RR
Maryland(3/3/2014)
RR
Massachusetts(3/6/2014)
RR
Michigan(3/3/2014)
RR
Minnesota(3/12/2014)
RR
Mississippi(1/29/2020)
RR
Missouri(5/9/2019)
RR
Montana(3/10/2014)
RR
New Hampshire(3/15/2019)
RR
New Jersey(3/3/2014)
RR
New Mexico(8/19/2025)
RR
New York(3/3/2014)
RR
North Carolina(3/3/2014)
RR
Ohio(3/3/2014)
RR
Oregon(6/24/2019)
RR
Pennsylvania(3/3/2014)
RR
Rhode Island(3/3/2014)
RR
South Carolina(3/3/2014)
RR
Tennessee(1/18/2018)
RR
Texas(3/7/2014)
IAR
Texas(1/5/2016)
RR
Utah(4/3/2014)
RR
Virginia(3/3/2014)
IAR
Virginia(3/3/2014)
RR
Washington(4/18/2014)
RR
West Virginia(3/3/2014)
RR
Wisconsin(6/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
