Christopher L Odonnell
Professional Summary
Christopher L Odonnell is a registered financial advisor currently at NORTH SOUTH CAPITAL, LLC located in New Lenox, Illinois. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 3 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
NORTH SOUTH CAPITAL, LLC
Contact Information
Main Address
321 West Maple Street Suite 100, New Lenox, IL 60451-4409Mailing Address
321 West Maple Street Suite 201, New Lenox, IL 60451Phone Number
(312) 445-5400Established
Illinois since 06/20/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
8FINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
133AUM (Assets Under Management)
$31,146,272Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/2/2014)
(8/27/2012)
(2/2/2017)
(2/13/2009)
(4/30/2009)
(8/18/2009)
(9/11/2009)
(11/10/2009)
(1/24/2017)
(2/13/2017)
(1/24/2017)
(1/30/2017)
(8/7/2009)
(8/7/2009)
(2/2/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2001SRO Registrations
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CRS (Client Relationship Summary) - RIA
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CRS (Client Relationship Summary) - BD
Click below to view Christopher L Odonnell's CRS (Customer Relationship Summary).
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